Federal (United States) · Regulations
Part 16 — SECURITIES OFFERING DISCLOSURE RULES
19 sections
19 sections
- 12 C.F.R. § 16.1Authority, purpose, and scope.
- 12 C.F.R. § 16.2Definitions.
- 12 C.F.R. § 16.3Registration statement and prospectus requirements.
- 12 C.F.R. § 16.4Communications not deemed an offer.
- 12 C.F.R. § 16.5Exemptions.
- 12 C.F.R. § 16.6Sales of nonconvertible debt.
- 12 C.F.R. § 16.7Nonpublic offerings.
- 12 C.F.R. § 16.8Small issues.
- 12 C.F.R. § 16.9offered and sold in holding company dissolution.
- 12 C.F.R. § 16.10Sales of securities at an office of a Federal savings association.
- 12 C.F.R. § 16.15Form and content.
- 12 C.F.R. § 16.16Effectiveness.
- 12 C.F.R. § 16.17Filing requirements and inspection of documents.
- 12 C.F.R. § 16.18Use of prospectus.
- 12 C.F.R. § 16.19Withdrawal or abandonment.
- 12 C.F.R. § 16.30Request for interpretive advice or no-objection letter.
- 12 C.F.R. § 16.31Escrow requirement.
- 12 C.F.R. § 16.32Fraudulent transactions and unsafe or unsound practices.
- 12 C.F.R. § 16.33Filing fees.