Federal (United States) · Regulations
Subpart B — Proprietary Trading
5 sections
5 sections
- 12 C.F.R. § 44.3Prohibition on proprietary trading.
- 12 C.F.R. § 44.4Permitted underwriting and market making-related activities.
- 12 C.F.R. § 44.5Permitted risk-mitigating hedging activities.
- 12 C.F.R. § 44.6Other permitted proprietary trading activities.
- 12 C.F.R. § 44.7Limitations on permitted proprietary trading activities.