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US law
Federal (United States)
Regulations
Title 12 CFR — Banks and Banking
Chapter I — COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
Part 151 — RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
Federal (United States) · Regulations
Part 151 — RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
14 sections
4 groups
Subpart A — Recordkeeping Requirements
2 sections
Subpart B — Content and Timing of Notice
5 sections
Subpart C — Settlement of Securities Transactions
1 section
Subpart D — Securities Trading Policies and Procedures
2 sections
4 sections filed directly here
12 C.F.R. § 151.10
What does this part do?
12 C.F.R. § 151.20
Must I comply with this part?
12 C.F.R. § 151.30
What requirements apply to all transactions?
12 C.F.R. § 151.40
What definitions apply to this part?
Part 151 — RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS | Federal (United States) Regulations | Justis AI