Federal (United States) · Regulations
Part 221 — CREDIT BY BANKS AND PERSONS OTHER THAN BROKERS OR DEALERS FOR THE PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U)
32 sections
32 sections
- 12 C.F.R. § 221.1Authority, purpose, and scope.
- 12 C.F.R. § 221.2Definitions.
- 12 C.F.R. § 221.3General requirements.
- 12 C.F.R. § 221.4Employee stock option, purchase, and ownership plans.
- 12 C.F.R. § 221.5Special purpose loans to brokers and dealers.
- 12 C.F.R. § 221.6Exempted transactions.
- 12 C.F.R. § 221.7Supplement: Maximum loan value of margin stock and other collateral.
- 12 C.F.R. § 221.101Determination and effect of purpose of loan.
- 12 C.F.R. § 221.102Application to committed credit where funds are disbursed thereafter.
- 12 C.F.R. § 221.103Loans to brokers or dealers.
- 12 C.F.R. § 221.104Federal credit unions.
- 12 C.F.R. § 221.105Arranging for extensions of credit to be made by a bank.
- 12 C.F.R. § 221.106Reliance in “good faith” on statement of purpose of loan.
- 12 C.F.R. § 221.107Arranging loan to purchase open-end investment company shares.
- 12 C.F.R. § 221.108Effect of registration of stock subsequent to making of loan.
- 12 C.F.R. § 221.109Loan to open-end investment company.
- 12 C.F.R. § 221.110Questions arising under this part.
- 12 C.F.R. § 221.111Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
- 12 C.F.R. § 221.112Loans by bank in capacity as trustee.
- 12 C.F.R. § 221.113Loan which is secured indirectly by stock.
- 12 C.F.R. § 221.114Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
- 12 C.F.R. § 221.115Accepting a purpose statement through the mail without benefit of face-to-face interview.
- 12 C.F.R. § 221.116Bank loans to replenish working capital used to purchase mutual fund shares.
- 12 C.F.R. § 221.117When bank in “good faith” has not relied on stock as collateral.
- 12 C.F.R. § 221.118Bank arranging for extension of credit by corporation.
- 12 C.F.R. § 221.119Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
- 12 C.F.R. § 221.120Allocation of stock collateral to purpose and nonpurpose credits to same customer.
- 12 C.F.R. § 221.121Extension of credit in certain stock option and stock purchase plans.
- 12 C.F.R. § 221.122Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
- 12 C.F.R. § 221.123Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
- 12 C.F.R. § 221.124Purchase of debt securities to finance corporate takeovers.
- 12 C.F.R. § 221.125Credit to brokers and dealers.