Federal (United States) · Regulations
Part 344 — RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
10 sections
10 sections
- 12 C.F.R. § 344.1Purpose and scope.
- 12 C.F.R. § 344.2Exceptions.
- 12 C.F.R. § 344.3Definitions.
- 12 C.F.R. § 344.4Recordkeeping.
- 12 C.F.R. § 344.5Content and time of notification.
- 12 C.F.R. § 344.6Notification by agreement; alternative forms and times of notification.
- 12 C.F.R. § 344.7Settlement of securities transactions.
- 12 C.F.R. § 344.8trading policies and procedures.
- 12 C.F.R. § 344.9Personal securities trading reporting by officers and employees of FDIC-supervised institutions.
- 12 C.F.R. § 344.10Waivers.