Federal (United States) · Regulations
Subpart C — Covered Funds Activities and Investments
7 sections
7 sections
- 12 C.F.R. § 351.10Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
- 12 C.F.R. § 351.11Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
- 12 C.F.R. § 351.12Permitted investment in a covered fund.
- 12 C.F.R. § 351.13Other permitted covered fund activities and investments.
- 12 C.F.R. § 351.14Limitations on relationships with a covered fund.
- 12 C.F.R. § 351.15Other limitations on permitted covered fund activities.
- 12 C.F.R. § 351.16Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities.