Federal (United States) · Regulations
Subpart D — Orderly Liquidation of Covered Brokers or Dealers
8 sections
8 sections
- 12 C.F.R. § 380.60Definitions.
- 12 C.F.R. § 380.61Appointment of receiver and trustee for covered broker or dealer.
- 12 C.F.R. § 380.62Notice and application for protective decree for covered broker or dealer.
- 12 C.F.R. § 380.63Bridge broker or dealer.
- 12 C.F.R. § 380.64Claims of customers and other creditors of a covered broker or dealer.
- 12 C.F.R. § 380.65Priorities for unsecured claims against a covered broker or dealer.
- 12 C.F.R. § 380.66Administrative expenses of SIPC.
- 12 C.F.R. § 380.67Qualified Financial Contracts.