Federal (United States) · Regulations
Subpart W — Securities Offerings
21 sections
21 sections
- 12 C.F.R. § 390.410Definitions.
- 12 C.F.R. § 390.411Offering circular requirement.
- 12 C.F.R. § 390.412Exemptions.
- 12 C.F.R. § 390.413Non-public offering.
- 12 C.F.R. § 390.414Filing and signature requirements.
- 12 C.F.R. § 390.415Effective date.
- 12 C.F.R. § 390.416Form, content, and accounting.
- 12 C.F.R. § 390.417Use of the offering circular.
- 12 C.F.R. § 390.418Escrow requirement.
- 12 C.F.R. § 390.419Unsafe or unsound practices.
- 12 C.F.R. § 390.420Withdrawal or abandonment.
- 12 C.F.R. § 390.421sale report.
- 12 C.F.R. § 390.422Public disclosure and confidential treatment.
- 12 C.F.R. § 390.423Waiver.
- 12 C.F.R. § 390.424Requests for interpretive advice or waiver.
- 12 C.F.R. § 390.425Delayed or continuous offering and sale of securities.
- 12 C.F.R. § 390.426Sales of securities at an office of a State savings association.
- 12 C.F.R. § 390.427Current and periodic reports.
- 12 C.F.R. § 390.428Approval of the security.
- 12 C.F.R. § 390.429Form for securities sale report.
- 12 C.F.R. § 390.430Filing of copies of offering circulars in certain exempt offerings.