49 C.F.R. § 40.375

How does the initiating official start a PIE proceeding?

Last amended: 2016Year: 2026Length: 221 wordsSubsections: 1Official source

Cite as 49 C.F.R. § 40.375 (2026)

(a) As a service agent, if your compliance matter is not correctable (see § 40.373(a)), or if have not resolved compliance matters as provided in § 40.373(c), the initiating official starts a PIE proceeding by sending you a notice of proposed exclusion (NOPE). The NOPE contains the initiating official's recommendations concerning the issuance of a PIE, but it is not a decision by the Department to issue a PIE. (b) The NOPE includes the following information: (1) A statement that the initiating official is recommending that the Department issue a PIE concerning you; (2) The factual basis for the initiating official's belief that you are not providing drug and/or alcohol testing services to DOT-regulated employers consistent with the requirements of this part or are in serious noncompliance with a DOT agency drug and alcohol regulation; (3) The factual basis for the initiating official's belief that your noncompliance has not been or cannot be corrected; (4) The initiating official's recommendation for the scope of the PIE; (5) The initiating official's recommendation for the duration of the PIE; and (6) A statement that you may contest the issuance of the proposed PIE, as provided in § 40.379. (c) The initiating official sends a copy of the NOPE to the ODAPC Director at the same time he or she sends the NOPE to you.
Cross-references to the CFR
40.37340.379.
49 C.F.R. § 40.375: How does the initiating official start a PIE proceeding? | Justis AI