AES Filing Citation, Exemption and Exclusion Legends

I. Proof of Filing Citation AES ITN Example: AES X20170101987654 II. Postdeparture Citation—USPPI, USPPI is filing the EEI AESPOST USPPI Identification Number Date of Export (mm/dd/yyyy). Example: AESPOST 12345678912 01/01/2017. III. Postdeparture Citation—Agent, Agent is filing the EEI AESPOST USPPI Identification Number—Filer ID Date of Export (mm/dd/yyyy). Example: AESPOST 12345678912—987654321 01/01/2017. IV. AES downtime Filing Citation—Use only when AES or AES Direct is unavailable AESDOWN Filer ID Date of Export (mm/dd/yyyy) Example: AESDOWN 123456789 01/01/2017 V. Exemption for Shipments to Canada NOEEI § 30.36 VI. Exemption for Low-Value Shipments NOEEI § 30.37(a) VII. Miscellaneous Exemption Statements are found in 15 CFR part 30, subpart D, § 30.37(b) through (y) NOEEI § 30.37 (site corresponding alphabet) VIII. Special Exemption for Shipments to the U.S. Armed Forces NOEEI § 30.39 IX. Special Exemptions for Certain Shipments to U.S. Government Agencies and Employees (Exemption Statements are found in 15 CFR part 30, subpart D, § 30.40(a) through (c) NOEEI § 30.40 (site corresponding alphabet) X. Split Shipments Split Shipments should be referenced as such on the manifest in accordance with provisions contained in § 30.28, Split Shipments. The notation should be easily identifiable on the manifest. It is preferable to include a reference to a split shipment in the exemption statements cited in the example, the notation “SS” should be included at the end of the appropriate exemption statement AES ITN SS Example: AES X20170101987654 SS. XI. Miscellaneous Exclusion Statements are found in 15 CFR part 30 subpart A § 30.2(d) NOEEI § 30.2(d) (site corresponding number). [82 FR 43844, Sept. 20, 2017, as amended at 88 FR 54237, Aug. 10, 2023; 90 FR 41777, Aug. 27, 2025]