15 C.F.R. § 904.401

Written warning as a prior violation.

Last amended: 2017Year: 2026Length: 41 wordsOfficial source

Cite as 15 C.F.R. § 904.401 (2026)

A written warning may be used as a basis for dealing more severely with a subsequent violation, including, but not limited to, a violation of the same statute or a violation involving an activity that is related to the prior violation.
15 C.F.R. § 904.401: Written warning as a prior violation. | Justis AI