17 C.F.R. § 403.3

Use of customers' free credit balances.

Last amended: 2016Year: 2026Length: 47 wordsOfficial source

Cite as 17 C.F.R. § 403.3 (2026)

Every registered government securities broker or dealer shall comply with the requirement of § 240.15c3-2 of this title concerning the use of customer free credit balances. For purposes of this section, all references to “broker or dealer” in § 240.15c3-2 shall include government securities brokers and dealers.
Cross-references to the CFR
240.15c3-2
17 C.F.R. § 403.3: Use of customers' free credit balances. | Justis AI