33-9763

Harding Advisory LLC and Wing F. Chau (Order Directing the Filing of Supplemental Briefs)

Last amended: 2017Year: 2015Length: 224 wordsOfficial source

Cite as Securities Act Release No. 33-9763

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION April 30, 2015 SECURITIES ACT OF 1933 Release No. 9763 / April 30, 2015 INVESTMENT ADVISERS ACT OF 1940 Release No. 4075 / April 30, 2015 INVESTMENT COMPANY ACT OF 1940 Release No. 31588 / April 30, 2015 Admin. Proc. File No. 3-15574 In the Matter of HARDING ADVISORY LLC and WING F. CHAU, Respondents. ORDER DIRECTING THE FILING OF SUPPLEMENTAL BRIEFS On April 27, 2015, the parties jointly requested that supplemental briefing be ordered to address the alleged constitutional violations referenced in footnote 34 of Respondents' April 1, 2015 Opening Brief in Support of their Petition for Review. On review of the motion, it is determined that such briefing is appropriate on the terms set forth below. Accordingly, it is ORDERED that, on or before June 8, 2015, Respondents file an initial brief limited to the issues referenced above of no more than 7,000 words; on or before July 2, 2 2015, the Division of Enforcement file a responsive brief of no more than 7,000 words; and, on or before July 17, 2015, Respondents file any reply brief of no more than 3,500 words. No further briefs may be filed without leave of the Commission. For the Commission, by the Office of the General Counsel, pursuant to delegated authority. Brent J. Fields Secretary
33-9763: Harding Advisory LLC and Wing F. Chau (Order Directing the Filing of Supplemental Briefs) | Justis AI