33-9763
Harding Advisory LLC and Wing F. Chau (Order Directing the Filing of Supplemental Briefs)
Cite as Securities Act Release No. 33-9763
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
April 30, 2015
SECURITIES ACT OF 1933
Release No. 9763 / April 30, 2015
INVESTMENT ADVISERS ACT OF 1940
Release No. 4075 / April 30, 2015
INVESTMENT COMPANY ACT OF 1940
Release No. 31588 / April 30, 2015
Admin. Proc. File No. 3-15574
In the Matter of
HARDING ADVISORY LLC and
WING F. CHAU,
Respondents.
ORDER DIRECTING
THE FILING OF
SUPPLEMENTAL BRIEFS
On April 27, 2015, the parties jointly requested that supplemental briefing be ordered to
address the alleged constitutional violations referenced in footnote 34 of Respondents' April 1,
2015 Opening Brief in Support of their Petition for Review. On review of the motion, it is
determined that such briefing is appropriate on the terms set forth below.
Accordingly, it is ORDERED that, on or before June 8, 2015, Respondents file an initial
brief limited to the issues referenced above of no more than 7,000 words; on or before July 2,
2
2015, the Division of Enforcement file a responsive brief of no more than 7,000 words; and, on
or before July 17, 2015, Respondents file any reply brief of no more than 3,500 words. No
further briefs may be filed without leave of the Commission.
For the Commission, by the Office of the General Counsel, pursuant to delegated
authority.
Brent J. Fields
Secretary