33-9873
optionsXpress, Inc. and Jonathan I. Feldman (Order Directing Additional Briefing)
Cite as Securities Act Release No. 33-9873
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 9873 / July 31, 2015
SECURITIES EXCHANGE ACT OF 1934
Release No. 75579 / July 31, 2015
INVESTMENT COMPANY ACT OF 1940
Release No. 31731 / July 31, 2015
ADMINISTRATIVE PROCEEDING
File No. 3-14848 /
In the Matter of
OPTIONSXPRESS, INC.
and JONATHAN I. FELDMAN
ORDER DIRECTING ADDITIONAL
BRIEFING
On July 29, 2015, respondents optionsXpress, Inc. and Jonathan Feldman filed a motion
seeking leave to file an additional brief with respect to the argument that “Chief Administrative
Law Judge (‘ALJ’) Brenda Murray, who presided over this matter, was unconstitutionally
appointed to her post.”
Under the circumstances, it appears appropriate to grant the motion. Accordingly, it is
ORDERED that respondents’ additional brief, which was lodged with the motion, is hereby
deemed filed. It is further ORDERED that the Division of Enforcement shall file a response, not
to exceed fifteen double-spaced pages, by August 14, 2015.
For the Commission, by the Office of the General Counsel, pursuant to delegated
authority.
Brent J. Fields
Secretary