33-10044

Timothy S. Dembski (Order Granting Petition for Review and Scheduling Briefs)

Last amended: 2017Year: 2016Length: 337 wordsOfficial source

Cite as Securities Act Release No. 33-10044

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION February 22, 2016 SECURITIES ACT OF 1933 Release No. 10044 / February 22, 2016 SECURITIES EXCHANGE ACT OF 1934 Release No. 77201 / February 22, 2016 INVESTMENT ADVISERS ACT OF 1940 Release No. 4336 / February 22, 2016 INVESTMENT COMPANY ACT OF 1940 Release No. 31999 / February 22, 2016 Admin. Proc. File No. 3-16311 In the Matter of TIMOTHY S. DEMBSKI ORDER GRANTING PETITION FOR REVIEW AND SCHEDULING BRIEFS Pursuant to Commission Rule of Practice 411,1 the petition of Timothy S. Dembski for review of the administrative law judge's initial decision2 is granted. Pursuant to Rule of Practice 411(d),3 the Commission will determine what sanctions, if any, are appropriate in this matter. Accordingly, IT IS ORDERED, pursuant to Rule of Practice 450(a),4 that a brief in support of the petition for review shall be filed by March 23, 2016. A brief in opposition shall be filed 1 17 C.F.R. ' 201.411. 2 Reliance Fin. Advisors, LLC, Timothy s. Dembski and Walter F. Grenda, Jr., Initial Decision Rel. No. 941 (Jan. 11, 2016), 113 SEC Docket 05, 2016 WL 123127. 3 17 C.F.R. § 201.411(d). 4 17 C.F.R. § 201.450(a). 2 by April 22, 2016, and any reply brief shall be filed by May 6, 2016.5 Pursuant to Rule of Practice 180(c),6 failure to file a brief in support of the petition may result in dismissal of this review proceeding. For the Commission, by the Office of General Counsel, pursuant to delegated authority. Brent J. Fields Secretary 5 As provided by Rule of Practice 450(a), no briefs in addition to those specified in this schedule may be filed without leave of the Commission. Attention is called to Rules 150 – 153, 17 C.F.R. §§ 201.150 – 153, with respect to form and service, and Rules of Practice 450(b) and (c), 17 C.F.R. §§ 201.450(b), 201.450(c), with respect to content and length limitations. Requests for extensions of time to file briefs are disfavored. 6 17 C.F.R. § 201.180(c).
33-10044: Timothy S. Dembski (Order Granting Petition for Review and Scheduling Briefs) | Justis AI