33-10044
Timothy S. Dembski (Order Granting Petition for Review and Scheduling Briefs)
Cite as Securities Act Release No. 33-10044
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
February 22, 2016
SECURITIES ACT OF 1933
Release No. 10044 / February 22, 2016
SECURITIES EXCHANGE ACT OF 1934
Release No. 77201 / February 22, 2016
INVESTMENT ADVISERS ACT OF 1940
Release No. 4336 / February 22, 2016
INVESTMENT COMPANY ACT OF 1940
Release No. 31999 / February 22, 2016
Admin. Proc. File No. 3-16311
In the Matter of
TIMOTHY S. DEMBSKI
ORDER
GRANTING
PETITION
FOR REVIEW
AND SCHEDULING
BRIEFS
Pursuant to Commission Rule of Practice 411,1 the petition of Timothy S. Dembski for
review of the administrative law judge's initial decision2 is granted. Pursuant to Rule of Practice
411(d),3 the Commission will determine what sanctions, if any, are appropriate in this matter.
Accordingly, IT IS ORDERED, pursuant to Rule of Practice 450(a),4 that a brief in support
of the petition for review shall be filed by March 23, 2016. A brief in opposition shall be filed
1
17 C.F.R. ' 201.411.
2
Reliance Fin. Advisors, LLC, Timothy s. Dembski and Walter F. Grenda, Jr., Initial Decision
Rel. No. 941 (Jan. 11, 2016), 113 SEC Docket 05, 2016 WL 123127.
3
17 C.F.R. § 201.411(d).
4
17 C.F.R. § 201.450(a).
2
by April 22, 2016, and any reply brief shall be filed by May 6, 2016.5 Pursuant to Rule of Practice
180(c),6 failure to file a brief in support of the petition may result in dismissal of this review
proceeding.
For the Commission, by the Office of General Counsel, pursuant to delegated authority.
Brent J. Fields
Secretary
5
As provided by Rule of Practice 450(a), no briefs in addition to those specified in this
schedule may be filed without leave of the Commission. Attention is called to Rules 150 – 153,
17 C.F.R. §§ 201.150 – 153, with respect to form and service, and Rules of Practice 450(b) and (c),
17 C.F.R. §§ 201.450(b), 201.450(c), with respect to content and length limitations. Requests for
extensions of time to file briefs are disfavored.
6
17 C.F.R. § 201.180(c).