33-10375
Bennett Group Financial Services, LLC and Dawn J. Bennett (Stay Order)
Cite as Securities Act Release No. 33-10375
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 10375 / June 28, 2017
SECURITIES EXCHANGE ACT OF 1934
Release No. 81043 / June 28, 2017
INVESTMENT ADVISERS ACT OF 1940
Release No. 4720 / June 28, 2017
INVESTMENT COMPANY ACT OF 1940
Release No. 32715 / June 28, 2017
Admin. Proc. File No. 3-16801
In the Matter of
BENNETT GROUP FINANCIAL
SERVICES, LLC
and
DAWN J. BENNETT
STAY ORDER
On March 30, 2017, the Commission issued an order imposing remedial sanctions on
respondents Bennett Group Financial Services, LLC and Dawn J. Bennett.1 In accordance with
the Commission’s order of May 22, 2017, we grant respondents’ motion to stay the sanctions
pending the determination of their appeal to the U.S. Court of Appeals for the Tenth Circuit and
the issuance of the court’s mandate.2
For the Commission, by the Office of the General Counsel, pursuant to delegated
authority.
Brent J. Fields
Secretary
1
Bennett Grp. Fin. Servs., LLC, Exchange Act Release No. 80347, 2017 WL 1176053
(Mar. 30, 2017).
2
Pending Administrative Proceedings, Exchange Act Release No. 80741, 2017 WL
2224348 (May 22, 2017).