33-10375

Bennett Group Financial Services, LLC and Dawn J. Bennett (Stay Order)

Last amended: 2019Year: 2017Length: 191 wordsOfficial source

Cite as Securities Act Release No. 33-10375

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 10375 / June 28, 2017 SECURITIES EXCHANGE ACT OF 1934 Release No. 81043 / June 28, 2017 INVESTMENT ADVISERS ACT OF 1940 Release No. 4720 / June 28, 2017 INVESTMENT COMPANY ACT OF 1940 Release No. 32715 / June 28, 2017 Admin. Proc. File No. 3-16801 In the Matter of BENNETT GROUP FINANCIAL SERVICES, LLC and DAWN J. BENNETT STAY ORDER On March 30, 2017, the Commission issued an order imposing remedial sanctions on respondents Bennett Group Financial Services, LLC and Dawn J. Bennett.1 In accordance with the Commission’s order of May 22, 2017, we grant respondents’ motion to stay the sanctions pending the determination of their appeal to the U.S. Court of Appeals for the Tenth Circuit and the issuance of the court’s mandate.2 For the Commission, by the Office of the General Counsel, pursuant to delegated authority. Brent J. Fields Secretary 1 Bennett Grp. Fin. Servs., LLC, Exchange Act Release No. 80347, 2017 WL 1176053 (Mar. 30, 2017). 2 Pending Administrative Proceedings, Exchange Act Release No. 80741, 2017 WL 2224348 (May 22, 2017).
33-10375: Bennett Group Financial Services, LLC and Dawn J. Bennett (Stay Order) | Justis AI