Federal (United States) · Session law
Pub. L. 101-429 — To amend the Federal securities laws in order to provide additional enforcement remedies for violations of those laws and to eliminate abuses in transactions in penny stocks, and for other purposes.
23 sections
23 sections
- Pub. L. 101-429, tit. I, sec. 101AUTHORITY OF A COURT TO IMPOSE MONEY PENALTIES AND TO PROHIBIT PERSONS FROM SERVING AS OFFICERS AND DIRECTORS.Enacted
- Pub. L. 101-429, tit. I, sec. 102CEASE-AND-DESIST AUTHORITY.Enacted
- Pub. L. 101-429, tit. II, sec. 201ENFORCEMENT OF TITLE.Enacted
- Pub. L. 101-429, tit. II, sec. 202CIVIL REMEDIES IN ADMINISTRATIVE PROCEEDINGS.Enacted
- Pub. L. 101-429, tit. II, sec. 203CEASE-AND-DESIST AUTHORITY.Enacted
- Pub. L. 101-429, tit. II, sec. 204PROCEDURAL RULES FOR CEASE-AND-DESIST PROCEEDINGS.Enacted
- Pub. L. 101-429, tit. II, sec. 205CONFORMING AMENDMENTS TO SECTION 15B.Enacted
- Pub. L. 101-429, tit. II, sec. 206SIGNATURE GUARANTEES.Enacted
- Pub. L. 101-429, tit. I, sec. 301CIVIL REMEDIES IN ADMINISTRATIVE PROCEEDINGS.Enacted
- Pub. L. 101-429, tit. I, sec. 302MONEY PENALTIES IN CIVIL ACTIONS.Enacted
- Pub. L. 101-429, tit. IV, sec. 401CIVIL REMEDIES IN ADMINISTRATIVE PROCEEDINGS.Enacted
- Pub. L. 101-429, tit. IV, sec. 402MONEY PENALTIES IN CIVIL ACTIONS.Enacted
- Pub. L. 101-429, tit. IV, sec. 403CONFORMING AMENDMENT TO SECTION 214.Enacted
- Pub. L. 101-429, tit. V, sec. 501SHORT TITLE.Enacted
- Pub. L. 101-429, tit. V, sec. 502FINDINGS.Enacted
- Pub. L. 101-429, tit. V, sec. 503DEFINITION OF PENNY STOCK.Enacted
- Pub. L. 101-429, tit. V, sec. 504EXPANSION OF SECTION 15(b) SANCTION AUTHORITY WITH RESPECT TO PENNY STOCKS.Enacted
- Pub. L. 101-429, tit. V, sec. 505REQUIREMENTS FOR BROKERS AND DEALERS OF PENNY STOCKS.Enacted
- Pub. L. 101-429, tit. V, sec. 506DEVELOPMENT OF AUTOMATED QUOTATION SYSTEMS FOR PENNY STOCKS.Enacted
- Pub. L. 101-429, tit. V, sec. 507VOIDABILITY OF CONTRACTS IN VIOLATION OF SECTION 15(c)(2).Enacted
- Pub. L. 101-429, tit. V, sec. 508RESTRICTIONS ON BLANK CHECK OFFERINGS.Enacted
- Pub. L. 101-429, tit. V, sec. 509BROKER/DEALER DISCIPLINARY HISTORY.Enacted
- Pub. L. 101-429, tit. V, sec. 510REVIEW OF REGULATORY STRUCTURES AND PROCEDURES.Enacted