Federal (United States) · Session law
Pub. L. 102-546 — To amend the Commodity Exchange Act to improve the regulation of futures and options traded under rules and regulations of the Commodity Futures Trading Commission; to establish registration standards for all exchange floor traders; to restrict practices which may lead to the abuse of outside customers of the marketplace; to reinforce development of exchange audit trails to better enable the detection and prevention of such practices; to establish higher standards for service on governing boards and disciplinary committees of self-regulatory organizations; to enhance the international regulation of futures trading; to regularize the process of authorizing appropriations for the Commodity Futures Trading Commission; and for other purposes.
43 sections
43 sections
- Pub. L. 102-546, tit. I, sec. 101DUAL TRADING.Enacted
- Pub. L. 102-546, tit. I, sec. 102RESTRICTIONS ON TRADING AMONG MEMBERS OF BROKER ASSOCIATIONS.Enacted
- Pub. L. 102-546, tit. I, sec. 103BROKER ASSOCIATION DISCLOSURE.Enacted
- Pub. L. 102-546, tit. II, sec. 201DUTIES OF CONTRACT MARKETS; AUDIT TRAILS.Enacted
- Pub. L. 102-546, tit. II, sec. 202COMMISSION OVERSIGHT; DEFICIENCY ORDERS.Enacted
- Pub. L. 102-546, tit. II, sec. 203ORAL ORDERS.Enacted
- Pub. L. 102-546, tit. II, sec. 204TELEMARKETING FRAUD.Enacted
- Pub. L. 102-546, tit. II, sec. 205UNDERCOVER OPERATIONS AND ENFORCEMENT.Enacted
- Pub. L. 102-546, tit. II, sec. 206SELF REGULATORY ORGANIZATION DISCIPLINARY COMMITTEES AND GOVERNING BOARDS.Enacted
- Pub. L. 102-546, tit. II, sec. 207REQUIRED REGISTRATION OF FLOOR TRADERS.Enacted
- Pub. L. 102-546, tit. II, sec. 208ENHANCEMENT OF REGISTRATION REQUIREMENTS.Enacted
- Pub. L. 102-546, tit. II, sec. 209ENFORCEMENT OF CIVIL MONEY PENALTIES.Enacted
- Pub. L. 102-546, tit. II, sec. 210ETHICS TRAINING FOR REGISTRANTS.Enacted
- Pub. L. 102-546, tit. II, sec. 211NATIONWIDE SERVICE OF PROCESS AND VENUE.Enacted
- Pub. L. 102-546, tit. II, sec. 212INCREASED PENALTIES.Enacted
- Pub. L. 102-546, tit. II, sec. 213CONTRACT MARKET EMERGENCY ACTIONS.Enacted
- Pub. L. 102-546, tit. II, sec. 214PROHIBITION AGAINST INSIDER TRADING.Enacted
- Pub. L. 102-546, tit. II, sec. 215QUALIFICATIONS OF COMMISSIONERS.Enacted
- Pub. L. 102-546, tit. II, sec. 216COMMISSION OPERATIONS.Enacted
- Pub. L. 102-546, tit. II, sec. 217PROHIBITION ON VOTING BY INTERESTED MEMBERS.Enacted
- Pub. L. 102-546, tit. II, sec. 218STUDY OF ASSESSMENTS ON TRANSACTIONS.Enacted
- Pub. L. 102-546, tit. II, sec. 219COMPETITIVENESS STUDY.Enacted
- Pub. L. 102-546, tit. II, sec. 220COMPUTERIZED FUTURES TRADING.Enacted
- Pub. L. 102-546, tit. II, sec. 221MONEY PENALTIES IN CIVIL COURT ACTIONS.Enacted
- Pub. L. 102-546, tit. II, sec. 222CIVIL DAMAGES; LIABILITY OF FUTURES COMMISSION MERCHANTS.Enacted
- Pub. L. 102-546, tit. II, sec. 223CUSTOMER RESTITUTION.Enacted
- Pub. L. 102-546, tit. II, sec. 224COMPLAINTS AGAINST REGISTERED PERSONS; CLASS ACTION SUITS.Enacted
- Pub. L. 102-546, tit. II, sec. 225PENALTIES STUDY AND GUIDELINES.Enacted
- Pub. L. 102-546, tit. II, sec. 226PUBLICATION OF COMMISSION OPINIONS.Enacted
- Pub. L. 102-546, tit. II, sec. 227SUSPENSION OF REGISTRANTS CHARGED WITH FELONIES.Enacted
- Pub. L. 102-546, tit. II, sec. 228APPEALS BY REGISTERED FUTURES ASSOCIATIONS.Enacted
- Pub. L. 102-546, tit. II, sec. 229RISK ASSESSMENT FOR HOLDING COMPANY SYSTEMS.Enacted
- Pub. L. 102-546, tit. III, sec. 301SUBPOENA AUTHORITY.Enacted
- Pub. L. 102-546, tit. III, sec. 302COOPERATION WITH FOREIGN FUTURES AUTHORITIES.Enacted
- Pub. L. 102-546, tit. III, sec. 303INVESTIGATIVE ASSISTANCE TO FOREIGN FUTURES AUTHORITIES.Enacted
- Pub. L. 102-546, tit. III, sec. 304DISCLOSURE OF INFORMATION RECEIVED FROM FOREIGN FUTURES AUTHORITIES.Enacted
- Pub. L. 102-546, tit. III, sec. 305DISCLOSURE OF INFORMATION TO FOREIGN FUTURES AUTHORITIESEnacted
- Pub. L. 102-546, tit. III, sec. 401AUTHORIZATION OF APPROPRIATIONS.Enacted
- Pub. L. 102-546, tit. III, sec. 402TECHNICAL AMENDMENTS.Enacted
- Pub. L. 102-546, tit. III, sec. 403EFFECTIVE DATE.Enacted
- Pub. L. 102-546, tit. III, sec. 404DEFINITIONS.Enacted
- Pub. L. 102-546, tit. I, sec. 501MARGIN ON STOCK INDEX FUTURES.Enacted
- Pub. L. 102-546, tit. I, sec. 502EXEMPTIVE AUTHORITY.Enacted