Federal (United States) · Session law
Pub. L. 111-203 — To promote the financial stability of the United States by improving accountability and transparency in the financial system, to end “too big to fail”, to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes.
538 sections
7 groups
120 sections filed directly here
- Pub. L. 111-203, tit. I, sec. 101SHORT TITLE.Enacted
- Pub. L. 111-203, tit. I, sec. 102DEFINITIONS.Enacted
- Pub. L. 111-203, tit. II, sec. 201DEFINITIONS.Enacted
- Pub. L. 111-203, tit. II, sec. 202JUDICIAL REVIEW.Enacted
- Pub. L. 111-203, tit. II, sec. 203SYSTEMIC RISK DETERMINATION.Enacted
- Pub. L. 111-203, tit. II, sec. 204ORDERLY LIQUIDATION OF COVERED FINANCIAL COMPANIES.Enacted
- Pub. L. 111-203, tit. II, sec. 205ORDERLY LIQUIDATION OF COVERED BROKERS AND DEALERS.Enacted
- Pub. L. 111-203, tit. II, sec. 206MANDATORY TERMS AND CONDITIONS FOR ALL ORDERLY LIQUIDATION ACTIONS.Enacted
- Pub. L. 111-203, tit. II, sec. 207DIRECTORS NOT LIABLE FOR ACQUIESCING IN APPOINTMENT OF RECEIVER.Enacted
- Pub. L. 111-203, tit. II, sec. 208DISMISSAL AND EXCLUSION OF OTHER ACTIONS.Enacted
- Pub. L. 111-203, tit. II, sec. 209RULEMAKING; NON-CONFLICTING LAW.Enacted
- Pub. L. 111-203, tit. II, sec. 210POWERS AND DUTIES OF THE CORPORATION.Enacted
- Pub. L. 111-203, tit. II, sec. 211MISCELLANEOUS PROVISIONS.Enacted
- Pub. L. 111-203, tit. II, sec. 212PROHIBITION OF CIRCUMVENTION AND PREVENTION OF CONFLICTS OF INTEREST.Enacted
- Pub. L. 111-203, tit. II, sec. 213BAN ON CERTAIN ACTIVITIES BY SENIOR EXECUTIVES AND DIRECTORS.Enacted
- Pub. L. 111-203, tit. II, sec. 214PROHIBITION ON TAXPAYER FUNDING.Enacted
- Pub. L. 111-203, tit. II, sec. 215STUDY ON SECURED CREDITOR HAIRCUTS.Enacted
- Pub. L. 111-203, tit. II, sec. 216STUDY ON BANKRUPTCY PROCESS FOR FINANCIAL AND NONBANK FINANCIAL INSTITUTIONS.Enacted
- Pub. L. 111-203, tit. II, sec. 217STUDY ON INTERNATIONAL COORDINATION RELATING TO BANKRUPTCY PROCESS FOR NONBANK FINANCIAL INSTITUTIONS.Enacted
- Pub. L. 111-203, tit. III, sec. 300SHORT TITLE.Enacted
- Pub. L. 111-203, tit. III, sec. 301PURPOSES.Enacted
- Pub. L. 111-203, tit. III, sec. 302DEFINITION.Enacted
- Pub. L. 111-203, tit. IV, sec. 401SHORT TITLE.Enacted
- Pub. L. 111-203, tit. IV, sec. 402DEFINITIONS.Enacted
- Pub. L. 111-203, tit. IV, sec. 403ELIMINATION OF PRIVATE ADVISER EXEMPTION; LIMITED EXEMPTION FOR FOREIGN PRIVATE ADVISERS; LIMITED INTRASTATE EXEMPTION.Enacted
- Pub. L. 111-203, tit. IV, sec. 404COLLECTION OF SYSTEMIC RISK DATA; REPORTS; EXAMINATIONS; DISCLOSURES.Enacted
- Pub. L. 111-203, tit. IV, sec. 405DISCLOSURE PROVISION AMENDMENT.Enacted
- Pub. L. 111-203, tit. IV, sec. 406CLARIFICATION OF RULEMAKING AUTHORITY.Enacted
- Pub. L. 111-203, tit. IV, sec. 407EXEMPTION OF AND REPORTING BY VENTURE CAPITAL FUND ADVISERS.Enacted
- Pub. L. 111-203, tit. IV, sec. 408EXEMPTION OF AND REPORTING BY CERTAIN PRIVATE FUND ADVISERS.Enacted
- Pub. L. 111-203, tit. IV, sec. 409FAMILY OFFICES.Enacted
- Pub. L. 111-203, tit. IV, sec. 410STATE AND FEDERAL RESPONSIBILITIES; ASSET THRESHOLD FOR FEDERAL REGISTRATION OF INVESTMENT ADVISERS.Enacted
- Pub. L. 111-203, tit. IV, sec. 411CUSTODY OF CLIENT ASSETS.Enacted
- Pub. L. 111-203, tit. IV, sec. 412COMPTROLLER GENERAL STUDY ON CUSTODY RULE COSTS.Enacted
- Pub. L. 111-203, tit. IV, sec. 413ADJUSTING THE ACCREDITED INVESTOR STANDARD.Enacted
- Pub. L. 111-203, tit. IV, sec. 414RULE OF CONSTRUCTION RELATING TO THE COMMODITIES EXCHANGE ACT.Enacted
- Pub. L. 111-203, tit. IV, sec. 415GAO STUDY AND REPORT ON ACCREDITED INVESTORS.Enacted
- Pub. L. 111-203, tit. IV, sec. 416GAO STUDY ON SELF-REGULATORY ORGANIZATION FOR PRIVATE FUNDS.Enacted
- Pub. L. 111-203, tit. IV, sec. 417COMMISSION STUDY AND REPORT ON SHORT SELLING.Enacted
- Pub. L. 111-203, tit. IV, sec. 418QUALIFIED CLIENT STANDARD.Enacted
- Pub. L. 111-203, tit. IV, sec. 419TRANSITION PERIOD.Enacted
- Pub. L. 111-203, tit. VI, sec. 601SHORT TITLE.Enacted
- Pub. L. 111-203, tit. VI, sec. 602DEFINITION.Enacted
- Pub. L. 111-203, tit. VI, sec. 603MORATORIUM AND STUDY ON TREATMENT OF CREDIT CARD BANKS, INDUSTRIAL LOAN COMPANIES, AND CERTAIN OTHER COMPANIES UNDER THE BANK HOLDING COMPANY ACT OF 1956.Enacted
- Pub. L. 111-203, tit. VI, sec. 604REPORTS AND EXAMINATIONS OF HOLDING COMPANIES; REGULATION OF FUNCTIONALLY REGULATED SUBSIDIARIES.Enacted
- Pub. L. 111-203, tit. VI, sec. 605ASSURING CONSISTENT OVERSIGHT OF PERMISSIBLE ACTIVITIES OF DEPOSITORY INSTITUTION SUBSIDIARIES OF HOLDING COMPANIES.Enacted
- Pub. L. 111-203, tit. VI, sec. 606REQUIREMENTS FOR FINANCIAL HOLDING COMPANIES TO REMAIN WELL CAPITALIZED AND WELL MANAGED.Enacted
- Pub. L. 111-203, tit. VI, sec. 607STANDARDS FOR INTERSTATE ACQUISITIONS.Enacted
- Pub. L. 111-203, tit. VI, sec. 608ENHANCING EXISTING RESTRICTIONS ON BANK TRANSACTIONS WITH AFFILIATES.Enacted
- Pub. L. 111-203, tit. VI, sec. 609ELIMINATING EXCEPTIONS FOR TRANSACTIONS WITH FINANCIAL SUBSIDIARIES.Enacted
- Pub. L. 111-203, tit. VI, sec. 610LENDING LIMITS APPLICABLE TO CREDIT EXPOSURE ON DERIVATIVE TRANSACTIONS, REPURCHASE AGREEMENTS, REVERSE REPURCHASE AGREEMENTS, AND SECURITIES LENDING AND BORROWING TRANSACTIONS.Enacted
- Pub. L. 111-203, tit. VI, sec. 611CONSISTENT TREATMENT OF DERIVATIVE TRANSACTIONS IN LENDING LIMITS.Enacted
- Pub. L. 111-203, tit. VI, sec. 612RESTRICTION ON CONVERSIONS OF TROUBLED BANKS.Enacted
- Pub. L. 111-203, tit. VI, sec. 613DE NOVO BRANCHING INTO STATES.Enacted
- Pub. L. 111-203, tit. VI, sec. 614LENDING LIMITS TO INSIDERS.Enacted
- Pub. L. 111-203, tit. VI, sec. 615LIMITATIONS ON PURCHASES OF ASSETS FROM INSIDERS.Enacted
- Pub. L. 111-203, tit. VI, sec. 616REGULATIONS REGARDING CAPITAL LEVELS.Enacted
- Pub. L. 111-203, tit. VI, sec. 617ELIMINATION OF ELECTIVE INVESTMENT BANK HOLDING COMPANY FRAMEWORK.Enacted
- Pub. L. 111-203, tit. VI, sec. 618HOLDING COMPANIES.Enacted
- Pub. L. 111-203, tit. VI, sec. 619PROHIBITIONS ON PROPRIETARY TRADING AND CERTAIN RELATIONSHIPS WITH HEDGE FUNDS AND PRIVATE EQUITY FUNDS.Enacted
- Pub. L. 111-203, tit. VI, sec. 620STUDY OF BANK INVESTMENT ACTIVITIES.Enacted
- Pub. L. 111-203, tit. VI, sec. 621CONFLICTS OF INTEREST.Enacted
- Pub. L. 111-203, tit. VI, sec. 622CONCENTRATION LIMITS ON LARGE FINANCIAL FIRMS.Enacted
- Pub. L. 111-203, tit. VI, sec. 623INTERSTATE MERGER TRANSACTIONS.Enacted
- Pub. L. 111-203, tit. VI, sec. 624QUALIFIED THRIFT LENDERS.Enacted
- Pub. L. 111-203, tit. VI, sec. 625TREATMENT OF DIVIDENDS BY CERTAIN MUTUAL HOLDING COMPANIES.Enacted
- Pub. L. 111-203, tit. VI, sec. 626INTERMEDIATE HOLDING COMPANIES.Enacted
- Pub. L. 111-203, tit. VI, sec. 627INTEREST-BEARING TRANSACTION ACCOUNTS AUTHORIZED.Enacted
- Pub. L. 111-203, tit. VI, sec. 628CREDIT CARD BANK SMALL BUSINESS LENDING.Enacted
- Pub. L. 111-203, tit. VII, sec. 701SHORT TITLE.Enacted
- Pub. L. 111-203, tit. VIII, sec. 801SHORT TITLE.Enacted
- Pub. L. 111-203, tit. VIII, sec. 802FINDINGS AND PURPOSES.Enacted
- Pub. L. 111-203, tit. VIII, sec. 803DEFINITIONS.Enacted
- Pub. L. 111-203, tit. VIII, sec. 804DESIGNATION OF SYSTEMIC IMPORTANCE.Enacted
- Pub. L. 111-203, tit. VIII, sec. 805STANDARDS FOR SYSTEMICALLY IMPORTANT FINANCIAL MARKET UTILITIES AND PAYMENT, CLEARING, OR SETTLEMENT ACTIVITIES.Enacted
- Pub. L. 111-203, tit. VIII, sec. 806OPERATIONS OF DESIGNATED FINANCIAL MARKET UTILITIES.Enacted
- Pub. L. 111-203, tit. VIII, sec. 807EXAMINATION OF AND ENFORCEMENT ACTIONS AGAINST DESIGNATED FINANCIAL MARKET UTILITIES.Enacted
- Pub. L. 111-203, tit. VIII, sec. 808EXAMINATION OF AND ENFORCEMENT ACTIONS AGAINST FINANCIAL INSTITUTIONS SUBJECT TO STANDARDS FOR DESIGNATED ACTIVITIES.Enacted
- Pub. L. 111-203, tit. VIII, sec. 809REQUESTS FOR INFORMATION, REPORTS, OR RECORDS.Enacted
- Pub. L. 111-203, tit. VIII, sec. 810RULEMAKING.Enacted
- Pub. L. 111-203, tit. VIII, sec. 811OTHER AUTHORITY.Enacted
- Pub. L. 111-203, tit. VIII, sec. 812CONSULTATION.Enacted
- Pub. L. 111-203, tit. VIII, sec. 813COMMON FRAMEWORK FOR DESIGNATED CLEARING ENTITY RISK MANAGEMENT.Enacted
- Pub. L. 111-203, tit. VIII, sec. 814EFFECTIVE DATE.Enacted
- Pub. L. 111-203, tit. IX, sec. 901SHORT TITLE.Enacted
- Pub. L. 111-203, tit. X, sec. 1001SHORT TITLE.Enacted
- Pub. L. 111-203, tit. X, sec. 1002DEFINITIONS.Enacted
- Pub. L. 111-203, tit. XI, sec. 1101FEDERAL RESERVE ACT AMENDMENTS ON EMERGENCY LENDING AUTHORITY.Enacted
- Pub. L. 111-203, tit. XI, sec. 1102AUDITS OF SPECIAL FEDERAL RESERVE CREDIT FACILITIES.Enacted
- Pub. L. 111-203, tit. XI, sec. 1103PUBLIC ACCESS TO INFORMATION.Enacted
- Pub. L. 111-203, tit. XI, sec. 1104LIQUIDITY EVENT DETERMINATION.Enacted
- Pub. L. 111-203, tit. XI, sec. 1105EMERGENCY FINANCIAL STABILIZATION.Enacted
- Pub. L. 111-203, tit. XI, sec. 1106ADDITIONAL RELATED AMENDMENTS.Enacted
- Pub. L. 111-203, tit. XI, sec. 1107FEDERAL RESERVE ACT AMENDMENTS ON FEDERAL RESERVE BANK GOVERNANCE.Enacted
- Pub. L. 111-203, tit. XI, sec. 1108FEDERAL RESERVE ACT AMENDMENTS ON SUPERVISION AND REGULATION POLICY.Enacted
- Pub. L. 111-203, tit. XI, sec. 1109GAO AUDIT OF THE FEDERAL RESERVE FACILITIES; PUBLICATION OF BOARD ACTIONS.Enacted
- Pub. L. 111-203, tit. XII, sec. 1201SHORT TITLE.Enacted
- Pub. L. 111-203, tit. XII, sec. 1202PURPOSE.Enacted
- Pub. L. 111-203, tit. XII, sec. 1203DEFINITIONS.Enacted
- Pub. L. 111-203, tit. XII, sec. 1204EXPANDED ACCESS TO MAINSTREAM FINANCIAL INSTITUTIONS.Enacted