Federal (United States) · Statute compilation
Pub. L. 107-204 — SARBANES-OXLEY ACT OF 2002
41 sections
41 sections
- Pub. L. 107-204, tit. I, sec. 101 (as amended)ESTABLISHMENT; ADMINISTRATIVE PROVISIONS.
- Pub. L. 107-204, tit. I, sec. 102 (as amended)REGISTRATION WITH THE BOARD.
- Pub. L. 107-204, tit. I, sec. 103 (as amended)AUDITING, QUALITY CONTROL, AND INDEPENDENCE STANDARDS AND RULES.
- Pub. L. 107-204, tit. I, sec. 104 (as amended)INSPECTIONS OF REGISTERED PUBLIC ACCOUNTING FIRMS.
- Pub. L. 107-204, tit. I, sec. 105 (as amended)INVESTIGATIONS AND DISCIPLINARY PROCEEDINGS.
- Pub. L. 107-204, tit. I, sec. 106 (as amended)FOREIGN PUBLIC ACCOUNTING FIRMS.
- Pub. L. 107-204, tit. I, sec. 107 (as amended)COMMISSION OVERSIGHT OF THE BOARD.
- Pub. L. 107-204, tit. I, sec. 108 (as amended)ACCOUNTING STANDARDS.
- Pub. L. 107-204, tit. I, sec. 109 (as amended)FUNDING.
- Pub. L. 107-204, tit. I, sec. 110 (as amended)DEFINITIONS.
- Pub. L. 107-204, tit. II, sec. 201 (as amended)SERVICES OUTSIDE THE SCOPE OF PRACTICE OF AUDITORS.
- Pub. L. 107-204, tit. II, sec. 207 (as amended)STUDY OF MANDATORY ROTATION OF REGISTERED PUBLIC ACCOUNTING FIRMS.
- Pub. L. 107-204, tit. II, sec. 208 (as amended)COMMISSION AUTHORITY.
- Pub. L. 107-204, tit. II, sec. 209 (as amended)CONSIDERATIONS BY APPROPRIATE STATE REGULATORY AUTHORITIES.
- Pub. L. 107-204, tit. III, sec. 302 (as amended)CORPORATE RESPONSIBILITY FOR FINANCIAL REPORTS.
- Pub. L. 107-204, tit. III, sec. 303 (as amended)IMPROPER INFLUENCE ON CONDUCT OF AUDITS.
- Pub. L. 107-204, tit. III, sec. 304 (as amended)FORFEITURE OF CERTAIN BONUSES AND PROFITS.
- Pub. L. 107-204, tit. III, sec. 306 (as amended)INSIDER TRADES DURING PENSION FUND BLACKOUT PERIODS.
- Pub. L. 107-204, tit. III, sec. 307 (as amended)RULES OF PROFESSIONAL RESPONSIBILITY FOR ATTORNEYS.
- Pub. L. 107-204, tit. III, sec. 308 (as amended)FAIR FUNDS FOR INVESTORS.
- Pub. L. 107-204, tit. IV, sec. 401 (as amended)DISCLOSURES IN PERIODIC REPORTS.
- Pub. L. 107-204, tit. IV, sec. 403 (as amended)DISCLOSURES OF TRANSACTIONS INVOLVING MANAGEMENT AND PRINCIPAL STOCKHOLDERS.
- Pub. L. 107-204, tit. IV, sec. 404 (as amended)MANAGEMENT ASSESSMENT OF INTERNAL CONTROLS.
- Pub. L. 107-204, tit. IV, sec. 405 (as amended)EXEMPTION.
- Pub. L. 107-204, tit. IV, sec. 406 (as amended)CODE OF ETHICS FOR SENIOR FINANCIAL OFFICERS.
- Pub. L. 107-204, tit. IV, sec. 407 (as amended)DISCLOSURE OF AUDIT COMMITTEE FINANCIAL EXPERT.
- Pub. L. 107-204, tit. IV, sec. 408 (as amended)ENHANCED REVIEW OF PERIODIC DISCLOSURES BY ISSUERS.
- Pub. L. 107-204, tit. V, sec. 501 (as amended)TREATMENT OF SECURITIES ANALYSTS BY REGISTERED SECURITIES ASSOCIATIONS AND NATIONAL SECURITIES EXCHANGES.
- Pub. L. 107-204, tit. VII, sec. 701 (as amended)GAO STUDY AND REPORT REGARDING CONSOLIDATION OF PUBLIC ACCOUNTING FIRMS.
- Pub. L. 107-204, tit. VII, sec. 702 (as amended)COMMISSION STUDY AND REPORT REGARDING CREDIT RATING AGENCIES.
- Pub. L. 107-204, tit. VII, sec. 703 (as amended)STUDY AND REPORT ON VIOLATORS AND VIOLATIONS.
- Pub. L. 107-204, tit. VII, sec. 704 (as amended)STUDY OF ENFORCEMENT ACTIONS.
- Pub. L. 107-204, tit. VII, sec. 705 (as amended)STUDY OF INVESTMENT BANKS.
- Pub. L. 107-204, tit. VIII, sec. 801 (as amended)SHORT TITLE.
- Pub. L. 107-204, tit. VIII, sec. 804 (as amended)STATUTE OF LIMITATIONS FOR SECURITIES FRAUD.
- Pub. L. 107-204, tit. VIII, sec. 805 (as amended)REVIEW OF FEDERAL SENTENCING GUIDELINES FOR OBSTRUCTION OF JUSTICE AND EXTENSIVE CRIMINAL FRAUD.
- Pub. L. 107-204, tit. IX, sec. 901 (as amended)SHORT TITLE.
- Pub. L. 107-204, tit. IX, sec. 905 (as amended)AMENDMENT TO SENTENCING GUIDELINES RELATING TO CERTAIN WHITE-COLLAR OFFENSES.
- Pub. L. 107-204, tit. X, sec. 1001 (as amended)SENSE OF THE SENATE REGARDING THE SIGNING OF CORPORATE TAX RETURNS BY CHIEF EXECUTIVE OFFICERS.
- Pub. L. 107-204, tit. XI, sec. 1101 (as amended)SHORT TITLE.
- Pub. L. 107-204, tit. XI, sec. 1104 (as amended)AMENDMENT TO THE FEDERAL SENTENCING GUIDELINES.