Federal (United States) · Statute compilation
Act of Aug. 22, 1940, ch. 686 — INVESTMENT ADVISERS ACT OF 1940
28 sections
28 sections
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 201 (as amended)findings
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 202 (as amended)definitions
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 203 (as amended)registration of investment advisers
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 203A (as amended)STATE AND FEDERAL RESPONSIBILITIES.
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 204 (as amended)annual and other reports
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 204A (as amended)prevention of misuse of nonpublic information
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 205 (as amended)investment advisory contracts
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 206 (as amended)prohibited transactions by registered investment advisers
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 206A (as amended)exemptions
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 207 (as amended)material misstatements
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 208 (as amended)general prohibitions
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 209 (as amended)enforcement of title
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 210 (as amended)publicity
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 210A (as amended)CONSULTATION.
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 211 (as amended)rules, regulations, and orders
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 212 (as amended)hearings
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 213 (as amended)court review of orders
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 214 (as amended)jurisdiction of offenses and suits
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 215 (as amended)validity of contracts
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 216 (as amended)annual reports of commission
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 217 (as amended)penalties
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 218 (as amended)HIRING AND LEASING AUTHORITY OF THE COMMISSION
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 219 (as amended)separability of provisions
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 220 (as amended)short title
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 221 (as amended)effective date
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 222 (as amended)STATE REGULATION OF INVESTMENT ADVISERS.
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 223 (as amended)CUSTODY OF CLIENT ACCOUNTS.
- Act of Aug. 22, 1940, ch. 686, tit. II, sec. 224 (as amended)RULE OF CONSTRUCTION RELATING TO THE COMMODITIES EXCHANGE ACT.