Pub. L. 104-1, tit. IV, sec. 416 (as amended)
CONFIDENTIALITY.
SEC. 416. [2 U.S.C. 1416] CONFIDENTIALITY.
(a) Mediation.—All information discussed or disclosed in the course of any mediation shall be strictly confidential, and the Executive Director shall notify each person participating in the mediation of the confidentiality requirement and of the sanctions applicable to any person who violates the confidentiality requirement.
(b) Hearings and Deliberations.—Except as provided in subsections (c), (d), and (e), all proceedings and deliberations of hearing officers and the Board, including any related records, shall be confidential. This subsection shall not apply to proceedings under section 215, but shall apply to the deliberations of hearing officers and the Board under that section. The Executive Director shall notify each person participating in a proceeding or deliberation to which this subsection applies of the requirements of this subsection and of the sanctions applicable to any person who violates the requirements of this subsection.
(c) Release of Records for Judicial Action.—The records of hearing officers and the Board may be made public if required for the purpose of judicial review under section 407.
(d)
Automatic Referral to Congressional Ethics Committee of Dispositions of Claims Involving Members of
Congress and Senior Staff.—
(1) Referral.—Upon the final disposition under this title (as described in paragraph (6)) of a claim alleging a
violation described in section 415(d)(1)(C) committed personally by a
Member of the House of Representatives
(including a Delegate or Resident Commissioner to the Congress) or a
Senator, or by a senior staff of the House of
Representatives or Senate, the Executive Director shall refer the claim
to—
(A) the Committee on Ethics of the House of Representatives, in the case of a Member or senior staff of
the House; or
(B) the Select Committee on Ethics of the Senate, in the case of a Senator or senior staff of the
Senate.
(2) Access to records and information.—If the Executive Director refers a claim to a Committee under paragraph (1), the Executive Director
shall provide the Committee with access to the records of any preliminary
reviews, hearings, or decisions of the hearing officers and the Board
under this Act, and any information relating to an award or settlement
paid, in response to such claim.
(3) Review by senate ethics committee of settlements of certain claims.—After the receipt of a settlement agreement for a claim that includes an allegation of a violation
described in section 415(d)(1)(C) committed personally by a Senator, the
Select Committee on Ethics of the Senate shall—
(A) not later than 90 days after that receipt, review the settlement agreement;
(B) determine whether an investigation of the claim is warranted; and
(C) if the Select Committee determines, after the investigation, that the claim that resulted in the
settlement involved an actual violation
described in section 415(d)(1)(C) committed
personally by the Senator,
then the Select Committee shall notify the Executive Director to request
the reimbursement
described in section 415(d) and include the settlement in the report
required by section 301(l).
(4) Protection of personally identifiable information.—If a Committee to which a claim is referred under paragraph (1) issues a report with respect to the
claim, the Committee shall ensure that the report does not directly
disclose the identity or position of the individual who filed the claim.
(5) Committee authority to protect identity of a claimant.—
(A) Authority.—If a Committee to which a claim is referred under paragraph (1) issues a report as described in
paragraph (4) concerning a Member of the House of Representatives
(including a Delegate or Resident Commissioner to the Congress) or a
Senator, or a senior staff of the House of
Representatives or Senate, the Committee may
make an appropriate redaction to the information or data
included in the report if the Chairman and Vice Chairman of the Committee
reach agreement—
(i) that including the information or data considered for
redaction may lead to the unintentional disclosure of the identity or
position of a claimant; and
(ii) on the precise information or data to be redacted.
(B) Notation and statement.—The report including any such redaction shall note
each redaction and include a statement that the redaction was made solely
for the purpose of avoiding such an unintentional disclosure of the
identity or position of a claimant.
(C) Retention of reports.—The Committee making a redaction in accordance with this paragraph shall retain a copy of the
report, without a redaction.
(6) Final disposition described.—In this subsection, the “final disposition” of a claim means any of the following:
(A) An order or agreement to pay an award or settlement, including an agreement reached pursuant to
mediation under section 404.
(B) A final decision of a hearing officer under section 405(g) that is no longer subject to review by
the Board under section 406.
(C) A final decision of the Board under section 406(e) that is no longer subject to appeal to the
United States Court of Appeals for the Federal Circuit under section 407.
(D) A final decision in a civil action under section 408 that is no longer subject to appeal.
(7) Senior staff defined.—In this subsection, the term “senior staff” means any individual who, at the time a violation occurred, was required to file a report under
title I of the Ethics in Government Act of 1978 (5 U.S.C. App. 101 et
seq.).
(e) Final Decisions.—A final decision entered under section 405(g) or 406(e) shall be made public if it is in favor of the complaining covered employee, or in favor of the charging party under section 210, or if the decision reverses a decision of a hearing officer which had been in favor of the covered employee or charging party. The Board may make public any other decision at its discretion.
(f) Claims.—Nothing in this section may be construed to prohibit a covered employee from disclosing the factual
allegations underlying the covered employee's claim, or to prohibit an
employing office from disclosing the factual allegations underlying the
employing office's defense to the claim, in the course of any proceeding
under this title.
- Cross-references to the US Code
- 2 U.S.C. 1416