Pub. L. 106-102, tit. III, subtit. C, sec. 331 (as amended)

COORDINATION WITH FINANCIAL INDUSTRY REGULATORY AUTHORITY.

Year: 2015Length: 58 wordsOfficial source
SEC. 331. [15 U.S.C. 6761] COORDINATION WITH FINANCIAL INDUSTRY REGULATORY AUTHORITY. The Association shall coordinate with the Financial Industry Regulatory Authority in order to ease any administrative burdens that fall on members of the Association that are subject to regulation by the Financial Industry Regulatory Authority, consistent with the requirements of this subtitle and the Federal securities laws.
Cross-references to the US Code
15 U.S.C. 6761
Pub. L. 106-102, tit. III, subtit. C, sec. 331 (as amended): COORDINATION WITH FINANCIAL INDUSTRY REGULATORY AUTHORITY. | Justis AI