Pub. L. 89-10, tit. VIII, pt. D, sec. 8401 (as amended)
WAIVERS OF STATUTORY AND REGULATORY REQUIREMENTS.
SEC. 8401. [20 U.S.C. 7861] WAIVERS OF STATUTORY AND REGULATORY REQUIREMENTS.
(a) In General.—
(1) Request for waiver by state or indian tribe.—A State educational agency or Indian tribe that receives funds under a program authorized under
this Act may submit a request to the Secretary to waive any statutory or
regulatory requirement of this Act.
(2) Local educational agency and school requests submitted through the state.—
(A) Request for waiver by local educational agency.—A local educational agency that receives funds under a program authorized under this Act and
desires a waiver of any statutory or regulatory requirement of this Act
shall submit a request containing the information described in subsection
(b)(1) to the appropriate State educational agency. The State educational
agency may then submit the request to the Secretary if the State
educational agency determines the waiver appropriate.
(B) Request for waiver by school.—An elementary school or secondary school that desires a waiver of any statutory or regulatory
requirement of this Act shall submit a request containing the information
described in subsection (b)(1) to the local educational agency serving the
school. The local educational agency may then submit the request to the
State educational agency in accordance with subparagraph (A) if the local
educational agency determines the waiver appropriate.
(3) Receipt of waiver.—Except as provided in subsection (b)(4) or (c), the Secretary may waive any statutory or regulatory
requirement of this Act for which a waiver request is submitted to the
Secretary pursuant to this subsection.
(b) Request for Waiver.—
(1) In general.—A State educational agency, acting on its own behalf or on behalf of a local educational agency in accordance with subsection
(a)(2), or Indian tribe that desires a waiver shall submit a waiver request to the Secretary, which shall include a plan that—
(A) identifies the Federal programs affected by the requested waiver;
(B) describes which Federal statutory or regulatory requirements are to be waived;
(C) describes how the waiving of such requirements will advance student academic achievement;
(D) describes the methods the State educational agency, local educational agency, school, or Indian
tribe will use to monitor and regularly evaluate the effectiveness of the
implementation of the plan;
(E) includes only information directly related to the waiver request; and
(F) describes how schools will continue to provide assistance to the same populations served by programs for which waivers are requested and, if the waiver relates to provisions of subsections (b) or (h) of section 1111, describes how
the State educational agency, local educational agency, school, or Indian
tribe will maintain or improve transparency in reporting to parents and
the public on student achievement and school performance, including the
achievement of the subgroups of students identified in section
1111(b)(2)(B)(xi).
(2) Additional information.—Such requests—
(A) may provide for waivers of requirements applicable to State educational agencies, local educational agencies, Indian tribes, and schools; and
(B) shall be developed and submitted—
(i)(I) by local educational agencies (on behalf of those agencies and schools) to State educational agencies; and
(II) by State educational agencies (on behalf of those agencies or on behalf of, and based on the requests of, local educational
agencies in the State) to the Secretary; or
(ii) by Indian tribes (on behalf of schools operated by the tribes) to the Secretary.
(3) General requirements.—
(A) State educational agencies.—In the case of a waiver request submitted by a State educational agency acting on its own behalf, or on behalf of local educational agencies in the State under subsection (a)(2), the State educational agency shall—
(i) provide the public and any interested local educational agency in the State with notice and a
reasonable opportunity to comment and provide input on the request, to the
extent that the request impacts the local educational agency;
(ii) submit the comments and input to the Secretary, with a description of how the State addressed the
comments and input; and
(iii) provide notice and a reasonable time to comment to the public and local educational agencies in the
manner in which the applying agency customarily provides similar notice
and opportunity to comment to the public.
(B) Local educational agencies.—In the case of a waiver request submitted by a local educational agency that receives funds under this Act—
(i) the request shall be reviewed and approved by the State educational agency in accordance with
subsection (a)(2) before being submitted to the Secretary and be
accompanied by the comments, if any, of the State educational agency and
the public; and
(ii) notice and a reasonable opportunity to comment regarding the waiver request shall be provided to
the State educational agency and the public by the agency requesting the
waiver in the manner in which that agency customarily provides similar
notice and opportunity to comment to the public.
(4) Waiver determination, demonstration, and revision.—
(A) In general.—The Secretary shall issue a written determination regarding the initial approval or disapproval of
a waiver request not more than 120 days after the date on which such
request is submitted. Initial disapproval of such request shall be based
on the determination of the Secretary that—
(i) the waiver request does not meet the requirements of this section;
(ii) the waiver is not permitted under subsection (c);
(iii) the description required under paragraph (1)(C) in the plan provides insufficient information to
demonstrate that the waiving of such requirements will advance student
academic achievement consistent with the purposes of this Act; or
(iv) the waiver request does not provide for adequate evaluation to ensure review and continuous
improvement of the plan.
(B) Waiver determination and revision.—Upon the initial determination of disapproval under subparagraph (A), the Secretary shall—
(i) immediately—
(I) notify the State educational agency, local educational agency (through the State educational
agency), school (through the local educational agency), or Indian tribe,
as applicable, of such determination; and
(II) provide detailed reasons for such determination in writing to the applicable entity under subclause
(I) to the public, such as posting in a clear and easily accessible format
to the Department’s website;
(ii) offer the State educational agency, local educational agency (through the State educational
agency), school (through the local educational agency), or Indian tribe an
opportunity to revise and resubmit the waiver request by a date that is
not more than 60 days after the date of such determination; and
(iii) if the Secretary determines that the resubmission under clause (ii) does not meet the requirements
of this section, at the request of the State educational agency, local
educational agency, school, or Indian tribe, conduct a hearing not more
than 30 days after the date of such resubmission.
(C) Waiver disapproval.—The Secretary may ultimately disapprove a waiver request if—
(i) the State educational agency, local educational agency, school, or Indian tribe has been notified
and offered an opportunity to revise and resubmit the waiver request, as
described under clauses (i) and (ii) of subparagraph (B); and
(ii) the State educational agency, local educational agency (through the State educational agency),
school (through the local educational agency), or Indian tribe—
(I) does not revise and resubmit the waiver request; or
(II) revises and resubmits the waiver request, and the Secretary determines that such waiver request
does not meet the requirements of this section after a hearing conducted
under subparagraph (B)(iii), if such a hearing is requested.
(D) External conditions.—The Secretary shall not disapprove a waiver request under this section based on conditions outside
the scope of the waiver request.
(c) Restrictions.—The Secretary shall not waive under this section any statutory or regulatory requirements relating to—
(1) the allocation or distribution of funds to States, local educational agencies, Indian tribes, or other recipients of funds under this Act;
(2) maintenance of effort;
(3) comparability of services;
(4) use of Federal funds to supplement, not supplant, non-Federal funds;
(5) equitable participation of private school students and teachers;
(6) parental participation and involvement;
(7) applicable civil rights requirements;
(8) the requirement for a charter school under part C of title IV;
(9) the prohibitions—
(A) in subpart 2 of part F;
(B) regarding use of funds for religious worship or instruction in section 8505; and
(C) regarding activities in section 8526; or
(10) the selection of a school attendance area or school under subsections (a) and (b) of section 1113, except that the Secretary may grant a waiver to allow a school attendance area or school to participate in activities under part A of title I if the percentage of children from low-income families in the school attendance area or who attend the school is not more than 10 percentage points below the lowest percentage of those children for any school attendance area or school of the local educational agency that meets the requirements of subsections (a) and (b) of section 1113.
(d) Duration and Extension of Waiver; Limitations.—
(1) In general.—Except as provided in paragraph (2), a waiver approved by the Secretary under this section may be for a period not to exceed 4 years.
(2) Extension.—The Secretary may extend the period described in paragraph (1) if the State demonstrates that—
(A) the waiver has been effective in enabling the State or affected recipient to carry out the activities for which the waiver was requested and the waiver has contributed to improved student achievement; and
(B) the extension is in the public interest.
(3) Specific limitations.—The Secretary shall not require a State educational agency, local educational agency, school, or
Indian tribe, as a condition of approval of a waiver request, to—
(A) include in, or delete from, such request, specific academic standards, such as the Common Core
State Standards developed under the Common Core State Standards Initiative
or any other standards common to a significant number of States;
(B) use specific academic assessment instruments or items, including assessments aligned to the
standards described in subparagraph (A); or
(C) include in, or delete from, such waiver request any specific elements of—
(i) State academic standards;
(ii) academic assessments;
(iii) State accountability systems; or
(iv) teacher and school leader evaluation systems.
(e) Reports.—A State educational agency, local educational agency, school, or Indian tribe receiving a waiver
under this section shall describe, as part of, and pursuant to, the
required annual reporting under section 1111(h)—
(1) the progress of schools covered under the provisions of such waiver toward improving student
academic achievement; and
(2) how the use of the waiver has contributed to such progress.
(f) Termination of Waivers.—The Secretary shall terminate a waiver under this section if, after notice and an opportunity for a hearing, the Secretary—
(A) presents a rationale and supporting information that clearly demonstrates that the waiver is not
contributing to the progress of schools described in subsection (e)(1); or
(B) determines that the waiver is no longer necessary to achieve its original purposes.
(g) Publication.—A notice of the Secretary's decision to grant each waiver under subsection (a) shall be published in the Federal Register and the Secretary shall provide for the dissemination of the notice to State educational agencies, interested parties, including educators, parents, students, advocacy and civil rights organizations, and the public.
- Cross-references to the US Code
- 20 U.S.C. 7861
- Public laws referenced
- 114-95