69W-500.019, F.A.C.
69W-500.019. Accredited Investor Exemption
Cite as Fla. Admin. Code r. 69W-500.019
Issuers conducting an offering pursuant to Section 517.061(11), F.S., shall file a notice of transaction within fifteen (15) days after the first sale is made in this state the Notice of Transaction Under Florida Accredited Investor Exemption (Form OFR-FAIE) electronically on the Office of Financial Regulation’s website at https://real.flofr.gov through the Regulatory Enforcement and Licensing (REAL) System or through the North American Securities Administrators Association Electronic Filing Depository (EFD) at https://efdnasaa.org. A notice-filing shall include the following:
(1) Notice of Transaction Under Florida Accredited Investor Exemption, Form OFR-FAIE (08-25). A sample form is hereby incorporated by reference and available at http://www.flrules.org/Gateway/reference.asp?No=Ref-18421 or from the Office at https://flofr.gov/divisions-offices/division-of-securities/forms-incorporated-by-reference-to-division-of-securities-rules.
(2) A copy of the issuer’s general announcement.
(3) An irrevocable written consent to service of civil process in accordance with Section 517. 101, F.S.