69W-600.015, F.A.C.
69W-600.015. Financial Reporting Requirements - Statement of Financial Condition - Dealers and Investment Advisers
Cite as Fla. Admin. Code r. 69W-600.015
69W-600.015 Financial Reporting Requirements โ Statement of Financial Condition โ Dealers and Investment Advisers.
Rulemaking Authority 517.03(1), 517.12(9), 517.121(2) FS. Law Implemented 517.12(9), 517.121(2) FS. HistoryโNew 12-5-79, Amended 9-20-82, Formerly 3E-600.15, Amended 6-16-92, 10-30-03, 4-8-04, Formerly 3E-600.015, Amended 11-22-10, 9-22-14, Repealed 5-6-15.