69W-600.017. Customer Protection Rule - Reserve Requirements and Custody of Customer Funds and Securities

All Dealer applicants and registrants subject to the net capital provisions of subsection 69W-600.0151(2), F.A.C., shall be required to prepare and maintain such records and accounts as specified in, and to comply in all other respects with, the provisions of SEC Rule 15c3-3 and Exhibit A (17 C.F.R. §240.15c3-3 and 240.15c3-3a), which are incorporated by reference in Rule 69W-200.002, F.A.C.