Op. No. 98-05
Non Candidate Committees
Cite as Haw. Op. Att'y Gen. No. 98-05
Hawaii Attorney General Legal Opinion 98-05
1 of 3
August 10, 1998
Mr. A. Duane Black
Chairperson
Campaign Spending Commission
State of Hawaii
Leiopapa A Kamehameha Building
235 South Beretania Street, Room 300
Honolulu, Hawaii 96813
Dear Chairperson Black:
Re: Noncandidate Committees
This is in response to the letter dated April 28, 1998, from Executive Director Robert Y. Watada,
seeking advice regarding the constitutionality of section 11-204(b), Hawaii Revised Statutes,
which prohibits persons or entities from making contributions to noncandidate ballot measure
committees. We understand the question to be whether the general application of section
11-204(b) is unconstitutional in light of the United States Supreme Court's decision in Citizens
Against Rent Control v. Berkeley, 454 U.S. 290, 102 S. Ct. 434, 70 L. Ed. 2d 492 (1981).
We answer the question in the affirmative.
Section 11-204(b), Hawaii Revised Statutes, provides in relevant part that "[n]o person or any
other entity shall make contributions to a noncandidate committee, in an aggregate amount
greater than $1,000 in an election." Section 11-191, Hawaii Revised Statutes, defines a
"noncandidate committee" to mean "a committee as defined in this section and does not include a
candidate's committee." That section further defines a "committee" to mean: (top)
(1) Any organization, association, or individual that accepts or makes a
contribution or makes an expenditure for or against any:
(A) Candidate;
(B) Individual who files for nomination at a later date and becomes a
candidate; or
(C) Party;
with or without the authorization of the candidate, individual, or party. In
addition, the term "committee" means any organization, association, or
individual who accepts or makes a contribution or makes an expenditure for
or against any question or issue appearing on the ballot at the next
applicable election;
(2) Any organization, association, or individual that raises or holds money
or anything of value for a political purpose, with or without the consent or
knowledge of any:
(A) Candidate;
(B) Individual who files for nomination at a later date and becomes a
candidate; or
(C) Party; and
subsequently contributes money or anything of value to, or makes
expenditures on behalf of, the candidate, individual, or party;
(3) Notwithstanding any of the foregoing, the term "committee" shall not
include any individual making a contribution or expenditure of the
individual's own funds or anything of value that the individual originally
Hawaii Attorney General Legal Opinion 98-05
2 of 3
acquired for the individual's own use and not for the purpose of evading
any provision of this subpart; or
(4) Any committee as defined in paragraph (1) that accepts or makes
contributions or makes expenditures in aggregate of more than $1,000 in
an election to influence the nomination and election of individuals to public
office or the outcome of ballot questions or issues, shall register with the
commission and file reports as required by this chapter. [Emphases added.]
In Citizens, the United States Supreme Court determined that an ordinance that places a
limitation of $250 on contributions to committees formed to support or oppose ballot measures
submitted to a popular vote violates the right of association and the speech guarantees of the
First Amendment to the United States Constitution. The ordinance in question in Citizens provided
that "[n]o person shall make, and no campaign treasurer shall solicit or accept, any contribution
which will cause the total amount contributed by such person with respect to a single election in
support of or in opposition to a measure to exceed two hundred and fifty dollars ($250)." (top)
The Court, in Citizens, noted that limits on political activity were contrary to the First Amendment.
The Court recognized the narrow exception to the rule that was established in Buckley v. Valeo,
424 U.S. 1, 96 S. Ct. 612, 46 L. Ed. 2d 657 (1976), that is, that limits on contributions to
candidates and candidate committees are constitutional in order to prevent the perception of
undue influence of large contributors to a candidate. However, the Court further determined that
such limitations cannot be applied to ballot measures, because "there is no significant state or
public interest in curtailing debate and discussion of a ballot measure." (top)
In an opinion rendered previous to Citizens, the Supreme Court held that the constitutional
protection includes contributions by corporations and is not limited to contributions by individuals.
In First National Bank of Boston v. Bellotti, 435 U.S. 765, 98 S. Ct. 1407, 55 L. Ed. 2d 707
(1978), the Supreme Court had determined that a state could not prohibit corporations from
making contributions or expenditures advocating views on ballot measures. (top)
Reading Citizens and First National together, we conclude that section 11-204(b) violates the First
Amendment because it restricts persons or other entities from making contributions to
noncandidate ballot measure committees. (top)
In addition, we have also reviewed section 11-204(j), Hawaii Revised Statutes, and we believe
that subsection (j) also conflicts with the Supreme Court's rulings in Citizens and First National.
Subsection (j) provides that no "corporation or other organization" may contribute to
noncandidate committees "unless the noncandidate committee has been in existence continuously
. . . for at least twelve months prior to the next primary election." This statutory provision
prohibits contributions based upon the length of time that the noncandidate committee has been
registered. This durational requirement, we believe, is unconstitutional because it imposes
limitations on the right of association and the right of expression when contributions are made to
noncandidate committees. We do not believe that there is any significant state or public interest
that could justify imposing a durational requirement on noncandidate committees. Ballot
measures are not often determined twelve months in advance. (top)
In conclusion, we advise that subsections (b) and (j) of section 11-204, Hawaii Revised Statutes,
are unconstitutional and that the Campaign Spending Commission should consider issuing an
advisory opinion on this matter and seek repeal of section 11-204(b)and (j).
Should you have questions, please do not hesitate to contact us.
Very truly yours,
Hawaii Attorney General Legal Opinion 98-05
3 of 3
Jon S. Itomura
Deputy Attorney General
APPROVED:
Margery S. Bronster
Attorney General