HAR §17-1737-30
HAR §17-1737-30. Content of ICF-MR services
Cite as Haw. Code R. § 17-1737-30
(a)
Long-term institutional services shall be provided by
freestanding or distinct part ICF-MR facilities that
shall meet the eligibility requirements specified in
chapters 17-1736 and 17-1739.
(b) ICF-MR facilities shall provide inpatient or
authorized community-based services designed primarily
for the treatment and rehabilitation of the mentally
retarded or persons with related conditions.
(c) ICF-MR services shall include but not be
limited to:
(1) Twenty-four hour supervision of mentally
retarded individuals or persons with related
conditions in a protected residential
setting;
(2) A continuous active treatment program which
includes aggressive, consistent
implementation of a program of specialized
and generic training, treatment health
services and related services described in
this subsection, that is directed towards:
(A) The acquisition of the behaviors
necessary for the client to function
with as much self-determination and
independence as possible; and
(B) The prevention or deceleration of
regression or loss of current optimal
functional status.
Active treatment does not include services to
maintain generally independent clients who
are able to function with little supervision
or in the absence of a continuous active
treatment program;
(3) Interventions to manage inappropriate client
behavior that are employed with sufficient
safeguards and supervision to ensure that the
safety, welfare and civil and human rights of
clients are adequately protected;
(4) Sufficient direct care staff to manage and
supervise clients in accordance with their
individual program plans, to respond to
injuries and symptom of illness and to handle
emergencies in each defined residential
living unit;
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(5) Preventive and general medical care as well
as annual physical exams of each client that
include:
(A) Evaluation of vision and hearing;
(B) Immunizations, using as a guide the
recommendations of the Public Health
Service Advisory Committee on
Immunization Practices or of the
Committee on the Control of Infectious
Diseases of the American Academy of
Pediatrics;
(C) Routine screening lab exams and special
studies; and
(D) TB control, appropriate to the
facility's population, and in accordance
with the recommendations of the American
College of Chest Physicians or the
section of diseases of the American
Academy of Pediatrics, or both;
(6) Licensed nursing services sufficient to care
for clients health needs, including those
clients with medical care plans;
(7) Provision of or arrangements for
comprehensive dental diagnostic services and
comprehensive dental treatment services that
include:
(A) The availability of emergency dental
treatment on a twenty-four hours a day
basis by a licensed dentist; and
(B) Dental care needed for relief of pain
and infections, restoration of teeth,
and maintenance of dental health;
(8) Provision of or arrangements for routine and
emergency drugs and biologicals that are
administered in compliance with physician's
orders;
(9) At least three meals a day that comprise a
nourishing, well-balanced diet including
modified and specially prescribed diets;
(10) Physician services available twenty-four
hours a day to:
(A) Develop and maintain, in coordination
with licensed nursing personnel, a
medical care plan of treatment for a
client if the physician determines that
an individual client requires
twenty-four hours licensed nursing care;
and
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(B) Participate in establishing an initial
individual program plan for a newly
admitted client; and
(11) Provision of necessary services, including
emergency and other health care through
contractual agreements which shall:
(A) Stipulate the responsibilities,
functions, objectives, service fee, and
other terms agreed to by the ICF-MR and
the provider; and
(B) Provide that the ICF-MR is responsible
for assuring that the outside services
meet the standards for quality of
services. [Eff 08/01/94;
am 02/10/97 ] (Auth: HRS §346-
14; Pub. L. No. 100-203; 42 C.F.R.
§§430.10, 431.10, 483.400) (Imp: Pub.
L. No. 100-203; 42 C.F.R. §§483.400;
483.480)
§17-1737-31 Determining the applicant's or
recipient's need for long-term institutional services.
(a) The provision for the determination of need for
admission to a long-term institution are based on a
physician's and other appropriate health care
professional's assessment of the applicant's or
recipient's condition and recommendation of the
applicant's or recipient's need for a specific acuity
level (or level of medical care).
(b) Their recommendation of the applicant's or
recipient's need for a specific acuity level (or level
of medical care) shall be based on the following
criteria:
(1) Acuity Level A recipient requires licensed
nursing and ancillary nursing personnel
services on a regular and long-term basis to
maintain, improve, or safeguard health, or to
minimize disability or pain. The services
provided shall be beyond room, board, and
personal care services available in personal
care home, and shall:
(A) Be available to recipients who require
assistance with the normal activities of
daily living twenty-four hours a day;
(B) Be ordered by a physician and shall be
provided under the direction of the
attending physician or staff physician;
(C) Be planned, provided, and maintained by
licensed and ancillary nursing personnel
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and other professional personnel, in
accordance with a written resident care
plan;
(D) Be provided on an inpatient basis only
after consideration of the recipient's
condition and the feasibility and
availability of utilizing more
economical alternative facilities and
services have been ruled out; and
(E) Be less than twenty-four hours of
skilled nursing or regular
rehabilitation services;
(2) Acuity Level B recipient shall:
(A) Be evaluated by an interdisciplinary
professional team, who shall recommend
admission based on their evaluation,
which shall be completed not more than
three months prior to admission, or
before the ICF-MR requests payment for a
client applying for medicaid after
admission;
(B) Be diagnosed as mentally retarded or
with other related conditions; and
(C) Require the medical care and special
services that are appropriately obtained
from an ICF-MR as described in section
17-1737-30; and
(3) Acuity Level C recipient requires skilled
nursing services provided directly or under
the general supervision of registered
professional nurses on a twenty-four hour
basis, rehabilitation services, or both and
shall:
(A) Be provided on a seven-days a week
basis, except rehabilitation services
may be needed by the recipient and
provided on a five-days a week basis;
and
(B) Include subparagraphs (1)(A),(B),(C),
and (D). [Eff 08/01/94 ] (Auth:
HRS §§346-14, 346-49; Pub. L. No. 100-
203; 42 C.F.R. §§430.10, 431.10) (Imp:
Pub. L. No. 100-203; 42 C.F.R.
§§435.1009, 440.40, 440.150, 456.270,
456.271, 456.370, 483.30, 483.440)
§17-1737-32 Authorization for admission to a NF
or ICF-MR. (a) Authorization by the department for
the recommended acuity level (or level of medical care)
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required by an applicant or recipient shall be in
accordance with the provisions of chapter 1739 and
section 17-1737-31.
(b) Authorization granted by the department for
admission to a NF or ICF-MR shall be based on the
determination that the applicant or recipient requires
the services stipulated in sections 17-1737-29 and 17-
1737-30. [Eff 08/01/94; am 02/10/97 ] (Auth:
HRS §§346-14, 346-49; 42 C.F.R. §§430.10, 431.10,
435.1009) (Imp: 42 C.F.R. §§435.1009, 440.150,
456.271, 456.370, 483.440)
§17-1737-33 Preadmission screening and resident
review (PASRR). The state PASRR program shall require
that:
(1) NFs shall not admit, on or after January 1,
1989, any new resident with:
(A) "Mental illness" as defined in section
17-1737-27 unless the state mental
health authority has determined, based
on an independent physical and mental
evaluation performed by a person or
entity other than the state mental
health authority, prior to admission,
whether:
(i) Because of the physical and mental
condition of the individual, the
individual requires the level of
services provided by a NF; and
(ii) If the individual requires such
level of services, the individual
requires active treatment for
mental illness; or
(B) "Mental retardation" or "persons with
related conditions" as defined in
section 17-1737-27 unless the state
mental retardation/developmental
disability authority has determined
prior to admission whether:
(i) Because of the physical and mental
condition of the individual, the
individual requires the level of
services provided by a NF; and
(ii) If the individual requires such
level of services, the individual
requires active treatment for
mental retardation;
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(2) For those residents who entered the NF prior
to January 1, 1989, and were identified with
a diagnosis of:
(A) "Mental illness" as defined in section
17-1737-27, the state mental health
authority shall determine whether,
because of the resident's physical and
mental condition, the resident requires:
(i) The level of services provided by a
NF; and
(ii) Active treatment for mental
illness; or
(B) "Mental retardation" or identified as
"persons with related conditions" as
defined in section 17-1737-27, the state
mental retardation/developmental
disability authority shall determine
whether because of the resident's
physical and mental condition, the
resident requires:
(i) The level of services provided by a
NF; and
(ii) Specialized services for mental
retardation or related conditions
in an ICF-MR;
(3) The nursing facility shall notify the State
mental health authority or the State mental
retardation or developmental disabilities
authority within twenty-one days after a
significant change in the physical or mental
condition of a resident who meets criteria
for mental illness or mental retardation. For
an individual with mental illness, if their
condition worsens notification must be made
to the State mental health authority within
twenty-one days. For individuals with mental
retardation, if their condition improves
where the individual may benefit from
specialized services, notification to the
State mental retardation or developmental
disabilities authority must be made within
twenty-one days. [Eff 08/01/94; am
08/25/07 ] (Auth: HRS §346-14; 42
C.F.R. §§430.10, 431.10; Pub. L. No. 100-203)
(Imp: Pub. L. No. 100-203; 42 C.F.R.
§483.20)