HAR §16-38-14. Confirmations by issuer

Every issuer selling its own securities in an intrastate offering, at or before completion of a transaction, shall give or send to each customer written confirmation, retaining copies thereof, concerning all sales of securities, and disclosing the: (1) Date the transaction occurred; (2) Price and commission charged; and (3) Name of the salesperson handling the transaction. [Eff 6/4/70; am and ren §16-38-14, 7/30/81; am and comp 10/12/85; am and comp 4/14/03] (Auth: HRS §485-2) (Imp: HRS §485-2)