HAR §16-38-3. Fees

The following fees shall be submitted with an initial or renewal application, or notice filing: (1) The fee for registration of securities by qualification shall be one-tenth of one per cent of the aggregate offering price of the securities to be offered in the State with a minimum fee of $250, and a maximum fee of $2,500. The annual fee to renew a registration by qualification shall be $250; (2) The fee for registration of securities by notification shall be one-twentieth of one per cent of aggregate offering price of the securities to be offered in the State with a maximum fee of $500; (3) The fee for an initial notice filing for investment company securities shall be $200 per portfolio or series. The annual fee to renew such notice filing shall be $50 per portfolio or series; §16-38-3 38-8 (4) The application fee for registration of a dealer shall be $100. The annual fee to renew a dealer's registration shall be $200; (5) The application fee for registration of an investment adviser shall be $100. The annual fee to renew an investment adviser's registration shall be $100; (6) The notice filing fee for a federal covered adviser shall be $100 per calendar year; (7) The application fee for registration of a securities salesperson shall be $50. The annual fee to renew a salesperson's registration shall be $50; (8) The application fee for registration of an investment adviser representative shall be $50. The annual fee to renew an investment adviser representative's registration shall be $50; and (9) The fee for copies of documents filed in the office of the commissioner shall be twenty-five cents per page. [Eff 6/4/70; am 5/27/80; am and ren §16-38-3, 7/30/81; am and comp 10/12/85; am 4/4/87; am and comp 4/14/03] (Auth: HRS §485-2) (Imp: HRS §§92-24, 92-28, 485-9, 485-10, 485-14)