HAR §16-38-49

HAR §16-38-49. Registration; eligibility requirements

Last amended: 2003Length: 96 wordsOfficial source

Cite as Haw. Code R. § 16-38-49

(a) An applicant, if a natural person, shall have attained the age of eighteen years. (b) An applicant shall be appointed by either a registered investment adviser who shall state that the registered investment adviser believes the information in the application is true and complete or by a federal covered adviser that has made a notice filing with the commissioner. (c) An investment adviser representative may not be registered with more than one investment adviser or federal covered adviser at any time. [Eff and comp 10/12/85; am and comp 4/14/03] (Auth: HRS §485-2) (Imp: HRS §485-14)