HAR §16-38-49
HAR §16-38-49. Registration; eligibility requirements
Cite as Haw. Code R. § 16-38-49
(a) An applicant, if a natural
person, shall have attained the age of eighteen years.
(b)
An applicant shall be appointed by either a registered investment
adviser who shall state that the registered investment adviser believes the information in
the application is true and complete or by a federal covered adviser that has made a
notice filing with the commissioner.
(c)
An investment adviser representative may not be registered with more
than one investment adviser or federal covered adviser at any time. [Eff and comp
10/12/85; am and comp 4/14/03] (Auth: HRS §485-2) (Imp: HRS §485-14)