HAR §16-38-6.4. Registration; post-effective requirements

(a) Every applicant and registrant shall promptly file with the commissioner any and all amendments necessary to keep the information previously reported on the applicant's or registrant's Form U-4 current and accurate. If the form being amended was filed with the commissioner through the CRD, any amendment to the form may also be filed through the CRD. (b) Upon the receipt of an amendment, the commissioner may request additional information from the applicant or registrant to determine whether the applicant's application should be denied or the registrant's registration should be suspended or revoked. [Eff 6/4/70; am 5/27/80; am and ren §16-38-6, 7/30/81; am 11/5/81; am, ren §16-38-6.4 and comp 10/12/85; am and comp 4/14/03] (Auth: HRS §485-2) (Imp: HRS §485-14)