HAR §16-39-203. Notice filing

(a) For issuers offering or selling securities in compliance with the Securities Act, Regulation D, 17 CFR section 230.505, a notice filing shall be made no later than fifteen calendar days after the first sale is made in this State. The notice filing shall consist of: (1) One signed copy of the Form D currently updated, and the appendix thereto; (2) An executed consent to service of process (Form U-2); and (3) The filing fee set forth in section 16-39- 103. (b) Upon written request of the commissioner, the issuer shall provide copies of information furnished in tangible form, including by electronic transmission, by the issuer to offerees. §16-39-203 39-18 (c) Amendments. During the period of the offering, the issuer shall take steps necessary to ensure that all material information contained in the notice filing remains current and accurate. [Eff 6/30/08; comp 11/18/23] (Auth: HRS §§485A-203, 485A- 606) (Imp: HRS §§485A-202, 485A-203) §16-39-204 Application for residential cooperative corporations. The information required for filing shall be as prescribed in the application form, together with other information as the commissioner may require. [Eff 6/30/08; comp 11/18/23] (Auth: HRS §485A-606) (Imp: HRS §§485A- 201, 485A-202)