HAR §16-39-331. Confirmations by issuer

Every issuer selling its own securities in an intrastate offering, at or before completion of a transaction, shall give or send to each customer written §16-39-333 39-33 confirmation, retaining copies thereof, concerning all sales of securities, and disclosing the: (1) Date the transaction occurred; (2) Price and commission charged; and (3) Name of the agent handling the transaction. [Eff 6/30/08; comp 11/18/23] (Auth: HRS §485A-606) (Imp: HRS §§485A-303, 485A-606)