Delivery Of Prospectus

As a condition of registration, an applicant shall comply with the following: (7-1-24) 01. Registration by Qualification. A person offering or selling a security under a registration by qualification, other than through a broker-dealer, shall deliver a copy of the final prospectus to each prospective IDAHO ADMINISTRATIVE CODE IDAPA 12.01.08 Idaho Department of Finance Rules Pursuant to the Uniform Securities Act (2004) Section 043 Page 9 purchaser before or at the time of the confirmation of a sale made by or for the account of the person. (7-1-24) 02. Registration by Coordination. A person offering or selling a security under a registration by coordination shall deliver a copy of the prospectus as required by the Securities Act of 1933. (7-1-24)