IDAPA 12.01.08.096

Requirements For Custody

Last amended: 2024Year: 2026Length: 43 wordsOfficial source
If an investment adviser registered or required to be registered under the Act maintains custody of client funds, it shall be done in accordance with the requirements and standards set forth in 17 CFR 275.206(4)-2 of the Investment Advisers Act of 1940. (7-1-24)
IDAPA 12.01.08.096: Requirements For Custody | Justis AI