14 Ill. Adm. Code 130.1122
Record of Hearing
Section 130
Section 130.1122 Record of
Hearing
a) The record in a contested case shall include:
1) All pleadings (which shall include all orders or notices of
hearing and responses thereto, admissions, stipulations of facts, motions and
rulings thereon and in the case of an agreed settlement, stipulation and
consent and a consent order);
2) All documentary evidence, if any;
3) A statement of matters officially noticed, if any;
4) A transcript of the proceedings, if required;
5) Any opinion, report or recommendation of the hearing officer
to the Secretary;
6) The findings of fact conclusions of law and recommendations of
the hearing officer;
7) Any offers of proof, objections and rulings thereon,
objections or exceptions to the findings of fact, conclusions of law and
recommendations of the hearing officer or, objections to portions of the proposed
findings of fact, proposed conclusions of law and proposed recommendations of
the hearing officer; and
b) The findings of fact, conclusions of law and Order of the
Secretary, shall constitute a final administrative decision within the
provisions of the Administrative Review Law (Ill. Rev. Stat. 1987, ch. 110,
pars. 3-101 et seq.).
c) The record shall be certified by the Securities Department
upon any complaint for administrative review. An index of the record, with
each page of the record numbered in sequence, shall be prepared by the
Securities Department.