14 Ill. Adm. Code 130.1702

Inspection of Dealer, Salesperson and Investment Adviser Records

Year: 2026Length: 49 wordsOfficial source
Section 130 Section 130.1702  Inspection of Dealer, Salesperson and Investment Adviser Records Records of all registered dealers, salespersons and investment advisers are available for public inspection during the business hours at the Springfield or Chicago offices of the Securities Department of the Secretary of State upon advance written request.
14 Ill. Adm. Code 130.1702: Inspection of Dealer, Salesperson and Investment Adviser Records | Justis AI