Notice of Materially Adverse Financial Condition Required to Be Filed With the Securities Department By a Registered Dealer

Section 130 Section 130.828  Notice of Materially Adverse Financial Condition Required to Be Filed With the Securities Department By a Registered Dealer Each registered dealer which discovers it is no longer in compliance thereof with the requirements under Section 130.826 of this Part shall file a notice with the Securities Department within 24 hours of the discovery of such non-compliance.  Such notification shall be made by telegraphic communication, facsimile transmission or such other means of delivery.