38 Ill. Adm. Code 1075.2400
Proxy Statement – Capitalization
Section 1075
Section 1075.2400 Proxy
Statement – Capitalization
a) Set forth in substantially the tabular form indicated below
the dollar amounts of the capitalization of the applicant. Captions in the
following form may be modified as appropriate.
(A)
(B)
(C)
Capitalization
as of Most Recent Balance
Sheet Date
Pro forma adjustments
as a Result of Conversion
Pro forma Capitalization,
After Giving Effect to the Conversion
Deposits
FHL bank advances.............................................
Other.............................................
Borrowings
Capital Stock.............................................
Preferred stock
Paid-in capital.............................................
Retained earnings:
Restricted.............................................
Unrestricted.............................................
Total............
b) In furnishing the information required by subsection (a), the
following shall apply:
1) With respect to capital stock, indicate in the table or in a
footnote the total number of shares to be authorized, the par or stated value
of such shares, and the number of shares to be sold as part of the conversion.
2) With respect to the funds to be received by the applicant from
the sale of its capital stock, indicate in the table the estimated total amount
of funds to be obtained, and in a footnote, state the price per share used in
making the estimate. The total amount and price per share shall be clearly
identified as being estimates.
3) With respect to Column A, the applicant should use the most
recent balance sheet date required by Section 1075.2450.