50 Ill. Adm. Code 4530.APPENDIX A
A IRO Notice of Decision Template – Non-Experimental and Investigational
Section 4530.APPENDIX A
IRO Notice of Decision
Template – Non-Experimental and Investigational
[Independent Review Organization Letterhead]
Notice of Independent Review Decision
[Date of the Notice of the Decision]
Re: IRO Case #:
[Name of Patient]
[Name of IRO] has been certified, by the Illinois Department
of Insurance (DOI) as an Independent Review Organization (IRO). The Illinois
Department of Insurance has assigned this case to us for independent review in
accordance with the Illinois Insurance Code and applicable regulations.
The IRO has performed an independent review of the
proposed/rendered care to determine if the adverse determination was
appropriate. In the performance of the review, the IRO reviewed the medical
records and documentation provided to the IRO by involved parties.
IRO NOTICE OF
DECISION TEMPLATE
This case was reviewed by a [Specialty of Reviewing
Physician or Health Care Provider]. The reviewer has made a good faith effort
to check for the existence of any potential conflicts of interest and has
signed a certification stating that no known conflicts of interest exist
between the reviewer and the patient, the patient's insurance carrier, the
utilization review agent (URA), any of the treating physicians or health care
providers who provided care to the patient, or the URA or insurance carrier
health care providers who reviewed the case for a decision regarding medical
necessity before referral to the IRO. In addition, the reviewer has certified
that the review was performed without bias for or against any party to the
dispute.
As an officer of [Name of IRO] I certify that:
1. there
is no known conflict between the reviewer, the IRO and/or any officer/employee
of the IRO with any person or entity that is a party to the dispute, and
2. a copy
of this IRO decision was sent to the covered person and, if applicable, his or
her authorized representative on [Date].
Sincerely,
[Name of IRO Representative]
[Title]
IRO REVIEWER REPORT
TEMPLATE
GENERAL
Date that the IRO Received the Assignment:
Date of Review
:
Date of IRO's Decision
:
Time Period for which the Review Was Conducted
:
IRO Case #:
A General Description of the Reason for the Request for
External Review:
A Description of the Qualifications for Each Physician or
Other Health Care Provider Who Reviewed the Decision:
Review Outcome:
Upon independent review the reviewer finds that the previous
adverse determination/adverse determinations should be:
Upheld (Agree)
Overturned (Disagree)
Partially Overturned (Agree
in part/Disagree in part)
Provide a description of the review outcome that clearly
states whether or not medical necessity exists for each of the health care
services in dispute.
Information Provided to the IRO for Review:
Description of the Covered Person's History (Summary):
Principal Reason or Reasons for its Decision, Including
Clinical Basis, Findings and Conclusions Used to Support the Decision:
Rationale for Decision:
A Description and the Source of the Screening Criteria or
Other Clinical Basis Used to Make the Decision:
Peer-reviewed scientific studies
published in or
accepted for
publication by medical journals that meet nationally recognized requirements
for scientific manuscripts and that submit most of their published articles for
review by experts who are not part of the editorial staff;
Peer-reviewed medical
literature, including literature relating to therapies reviewed and approved by
a qualified institutional review board, biomedical compendia, and other medical
literature that meets the criteria of the National Institutes of Health's
Library of Medicine for indexing in Index Medicus (Medline) and Elsevier
Science Ltd. for indexing in Excerpta Medicus (EMBASE);
Medical journals recognized by
the Secretary of Health and Human Services under section 1861(t)(2) of the
federal Social Security Act;
The following standard
reference compendia:
a. The American
Hospital Formulary Service Drug Information;
b. Drug Facts and
Comparisons;
c. The American Dental
Association Accepted Dental Therapeutics; and
d. The United
States Pharmacopoeia Drug Information;
Findings, studies, or research
conducted by or under the auspices of federal government agencies and
nationally recognized federal research institutes, including:
a. The federal Agency for
Healthcare Research and Quality;
b. The National Institutes
of Health;
c. The National Cancer
Institute;
d. The National
Academy of Sciences;
e. The Centers for
Medicare & Medicaid Services;
f. The federal Food and
Drug Administration; and
g. Any
national board recognized by the National Institutes of Health for the purpose
of evaluating the medical value of health care services; or
Any other medical or scientific
evidence that is comparable to the sources listed above (Provide a Description).
Medical necessity determinations
for substance use disorders shall be made in accordance with appropriate
patient placement criteria established by the American Society of Addiction
Medicine pursuant to Section 370(b)(3) of the Illinois Insurance Code [215 ILCS
5].