50 Ill. Adm. Code 653.ILLUSTRATION
A Form CX
Section 653.ILLUSTRATION A
Form CX
INSTRUCTIONS
FOR COMPLETION
FORM
CX
PRE-ACQUISITION
NOTIFICATION
Filed
with the Insurance Department of the State of Illinois.
BY
(Name of Registrant)
On Behalf of the Following
Insurance Companies
Date:
, 20
Name, Title and Address of
Officer to Whom Notices and Correspondence Concerning this Statement Should be
Addressed: ___________________________________________________
Item 1. Parties.
Identify all "involved insurers", "acquired persons"
or "acquired insurers" subject to Section 131.12a of the Illinois
Insurance Code.
Item 2. Method and Date
of Acquisition.
Describe the transactions
that will occur and may directly or indirectly change the control, as defined
in Code Section 131.1(b), of an insurer authorized to do business in this
State. Identify the effective date for the transactions.
Item 3. Market
Shares.
Identify the rank and percent of the market share for each
insurer or group of insurers as defined by Code Section 131.12a by line of
insurance. The lines of insurance include Illinois business reported on the
Direct Business In The State Of Illinois page of the Life, Accident and Health
Annual Statement blank and the Exhibit of Premiums and Losses (Statutory Page
14) page of the Property and Casualty Annual Statement blank as filed with the
Director for the preceding year as required by Code Section 136.
Item 4. Expert
Opinion (Optional).
Include statement by economist regarding competitive impact
of acquisition. The statement shall also include the qualifications of that
economist.
Item 5. Filing Fees.
Pursuant to Code Section 408, the Director shall collect a
fee for the filing of a statement of acquisition of a foreign or alien
insurance company. This filing shall not be deemed complete until the Director
has received the appropriate filing fee required by Section 408.
Item 6. This Form is not to be used as a blank form to be
filled in, but only as a guide in the preparation of the statement.
Item 7. Incorporation
by Reference
a) Materials
required by any item of this statement may be incorporated by reference in
answer or partial answer to any other item.
b) Information
contained in any financial statement, annual report, proxy statement, statement
filed with a governmental authority, or any other document may be incorporated
by reference in answer or partial answer to any item, provided the document or
paper is filed as an exhibit to the statement. Excerpts of documents may be
filed as exhibits if the documents are extensive. Documents currently on file
with the Director that were filed within the prior three years need not be
attached as exhibits. References to information contained in exhibits or in
documents already on file shall clearly identify the material and shall
specifically indicate that the material is to be incorporated by reference in
answer to the item. Material shall not be incorporated by reference in any
case in which the incorporation would render the statement incomplete, unclear
or confusing.
c) When
an item requires a summary or outline of the provisions of any document, only a
brief statement shall be made as to the pertinent provisions of the document.
In addition to the statement, the summary or outline may incorporate by
reference particular parts of any exhibit or document currently on file with
the Director that was filed within three years and may be qualified in its
entirety by the reference. In any case in which two or more documents required
to be filed as exhibits are substantially identical in all material respects
except as to the parties, the dates of execution, or other details, a copy of
only one of the documents need be filed, with a schedule identifying the
omitted documents and setting forth the material details in which the documents
differ from the documents a copy of which is filed.
Affidavit of Registrant.
State of
)
)
County of
)
(Company
officer)
being duly sworn, deposes and
says:
That he or
she is the
(Title)
of
the
(Name of the Company)
, a corporation
organized
and existing
under and by virtue of the laws of the State of
(State)
; and on
whose
behalf makes
this Affidavit.
Deponent says that he or she is
familiar with Pre-Acquisition Notification and its contents, and that the facts
set forth are true to the best of his or her knowledge, information and belief.
____________________________________
(Signature)
(Type or
Print Name Beneath)