77 Ill. Adm. Code 1010.60
Data Dissemination
Section 1010.60 Data Dissemination
a) The
Department will provide facilities the opportunity to review the Consumer Guide
to Health Care (Guide) prior to public release. The entire report will be made
available to each facility on the Department's secure web server for review
before publication. This review period will end 15 working days after the
availability date of the review material. During the review period, each
facility may submit written comments concerning its report content to the
Department. Comments shall be submitted on facility letterhead and shall be
signed by the administrator or designee. All comments received by the
Department will be kept on file. No comments will be accepted after the end of
the review period and no changes to the content of the Guide will be accepted. If
any facility or the Department finds erroneous or incomplete data in the Guide,
these data will be identified and footnoted prior to publication. If the
Department makes an error in the preparation or presentation of the Guide, the
error will be corrected.
b) Limited
Data Product and Report requests approved by the Department shall result in the
creation of the minimum necessary data set from the population of data elements
available to the requester and accompanying data use agreement covering access,
usage, distribution and confidentiality of the data.
1) The
Department, in accordance with Section 2310-33 of the Department of Public
Health Powers and Duties Law of the Civil Administrative Code of Illinois, will
charge fees to the requesting entity for providing access to data files or
producing studies, data products or analyses of data. A schedule of fees for
standard and custom datasets and products according to category of purchaser is
presented in Section 1010.70 of this Part. In determining fees, the Department
will consider all of the following:
A) Type
of data and specified usage;
B) Record
count and computer time required;
C) Access
fees for computer time;
D) Staff
time expended to process the request; and
E) Handling
and shipping charges.
2) All
requests for data files, data products, aggregations or reports containing
limited data elements shall be made in writing to the Department using Department
forms available at
https://dph.illinois.gov/content/dam/soi/en/web/idph/files/forms/formsoppsdischarge-data-request-form.pdf.
All data obtained from the Department shall be used solely for the purpose
identified by the requesting entity and for use by the requesting entity. The
scope and term of this usage will be detailed in a data use agreement specific
to each
request. Use of the data for any other
purpose shall require a separate and specific written request, approval, and
data use agreement.
3) When the
Department prepares facility-specific data, reports or comparative analyses for
public release, affected facilities will be given the opportunity to review and
comment on the data, studies or reports and their content prior to release to
the public. Facilities will be provided access to the entire report on the
Department's secure web server for review prior to publication. The review
period will end 15 working days after the availability date of the review
material. While no changes to previously submitted data will be accepted, the
Department will accept written comments and explanations from facilities during
the review period. The Department will keep these comments and explanations on
file and, as appropriate and reasonable, will incorporate them into the text
description of the published report, study or analysis. If a Department error
is found in the publication, the error will be corrected.
c) De-identified
Data Files and Reports
1) Public
use data files, reports and studies based on information submitted by hospitals
and ambulatory surgical treatment centers shall contain de-identified data and
shall comply with State and federal law, including, but not limited to, the
Gramm-Leach-Bliley Act and the HIPAA privacy regulations.
2) All
requests for public use files or special compilations, reports, studies or
analyses derived from public use files shall be made in writing to the
Department, with forms available at
https://dph.illinois.gov/content/dam/soi/en/web/idph/files/forms/formsoppsdischarge-data-request-form.pdf.
The release of data related to an approved public use data request shall not
require a detailed data request form or comprehensive data use agreement. However,
each request will be evaluated and, if necessary, will require a signed data
use agreement appropriate to the content of the data requested. The data use agreement
will include, but not be limited to, restrictions on patient identification and
sale or release of the data to third parties.
3) Facility
syndromic surveillance data submitted to the Department may be used for
epidemiological investigation or other disease intervention activities of the
Department or local health department. Investigation shall include obtaining
laboratory and clinical data necessary for case ascertainment. Findings of the
investigation shall be used to institute control measures to minimize or reduce
the risk of disease spread or to reduce exposures in a public health emergency
event recognized or declared by local, State, or federal authorities.
4) Syndromic
surveillance data will be released for local health departments and the Centers
for Disease Control and Prevention, consistent with the Department of Public
Health Act and the Control of Communicable Diseases Code and used for monitoring
public health. Release will be through secure transfer of data and accessed by
approved software tools for data analysis.
5) Release
of aggregate, de-identified syndromic surveillance data is permitted only by
the Department or local health department of the jurisdiction that the data
describes.
6) Release
of syndromic surveillance data to individuals or entities other than the public
health agencies identified requires a data use agreement. A data request form
to initiate the process will be made available publicly at
https://redcap.dph.illinois.gov/surveys/?s=MAPECL9E73. Any release of syndromic
surveillance data must be consistent with the Department of Public Health Act
and Health Statistics Act. Only the Department can review and approve the
release of visit-level syndromic surveillance data to a third party.
7) Facility
user access is permitted only for data specific to the user's facility or
health care system. Any sharing of data across facilities will require an
agreement between the facilities and provided to the Department or due to provisions
in applicable administrative rules (such as for extensively drug-resistant
organism (XDRO) data or data for the Prescription Monitoring Program (PMP)).
Aggregate data at the State level may be shared with facility users, but
aggregate level of visits to facilities at the county level may not be shared
with facility users.
8) The
Department will
not release any syndromic data or information obtained
pursuant to this
Part
to any individuals or entities for purposes other
than the protection of the public health.
Release will be through secure transfer
of data and accessed by approved software tools for data analysis.
A)
All
access to data by the Department, reports made to the Department, the identity
of or facts that would tend to lead to the identity of the individual who is
the subject of the report, and the identity of or facts that would tend to lead
to the identity of the author of the report, the author being an individual or
the reporting facility, in the case of syndromic surveillance, shall be
strictly confidential, are not subject to inspection or dissemination, and
shall be used only for public health purposes by the Department, local public
health authorities, or the Centers for Disease Control and Prevention.
B)
Entities
or individuals submitting reports or providing access to the Department shall
not be held liable for the release of information or confidential data to the
Department in accordance with this subsection.
(Section 2(h)(i)(C) of the
Department of Public Health Act) [20 ILCS 2305/2(h)(i)(C)]
d) Patient
Confidentiality and Data Security
1)
Patient
name, address,
any part of the
Social Security number,
unique
patient identifier based on the last four digits of the patient's Social
Security number
,
or any other
data
that the Department
believes could be used to determine the identity of an individual patient shall
be stored and processed in the most secure manner possible
. (Section 4-2(d)(4)
of the Act) Only authorized staff will have access to these data, with all
computers and databases secured by password. Only computers located in
controlled Department work sites will allow access to these data.
2) Patient
name, address, and any part of the Social Security number will not be released
publicly. These data may be used to link discharge data or syndromic
surveillance with other data sets internal or external to the Department, with
linkage results released under guidelines of appropriate Department controls.
The patient name, address, and any part of the Social Security number will not
be released as part of these linkage results. The Department will evaluate any
request for access to any or all of these three specific identifiers by
authorized staff of other Illinois State agencies, local health departments, or
approved research project participants individually. Evaluation criteria
include need and security of patient confidentiality. The unique patient
identifier may be released to State agencies, local health departments and
approved data requesters using appropriate guidelines.