68 IAC 1-13-1 General provisions

Sec. 1. (a) As used in this rule, "interest" has the meaning set forth in IC 4-33-10-2.1(h). (b) As used in this rule, "publicly traded corporation" has the meaning set forth in 68 IAC 5-1-1(b)(2). (c) Casino licensees, casino license applicants, and supplier licensees that are not publicly traded corporations must file a quarterly report that sets forth those persons who hold an interest in a license or the certificate of suitability. (d) The quarterly report must be filed, in the formats directed by the executive director or the executive director's designee, by the fifteenth day of the month following the close of the quarter based on the calendar quarter. The executive director may require a casino licensee, casino license applicant, or supplier licensee to file the report at any other time that the executive director determines it is necessary to ensure compliance with IC 4-33-10-2.1. (e) The report must be filed with the following persons: (1) The directors of background and financial investigations for the commission. (2) The Indiana election division.