710 IAC 4-14-10
710 IAC 4-14-10 Access to premises by division; generally
Cite as Ind. Admin. Code tit. 710, r. 4-14-10
Sec. 10. All broker-dealers and investment advisers registered with the division shall, upon request, provide members of the division's staff
prompt access, during regular business hours, to that part of the premises at the broker-dealer's or investment adviser's place of business where:
(1) documents are stored; or
(2) trading or investor solicitation is conducted.