710 IAC 4-9-11

710 IAC 4-9-11 Certain transactions not deemed assignments

Last amended: 2022Year: 2027Length: 32 wordsOfficial source

Cite as Ind. Admin. Code tit. 710, r. 4-9-11

Sec. 11. A transaction that does not result in a change of actual control or management of an investment adviser is not an assignment for purposes of section 18 of this rule.
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