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US law
Louisiana
Regulations
Title 10 — Editor's Note: LAC 10.XIII.Subpart 2. Public Funds Investments has been moved to LAC 71.I.Chapter 5 for topical arrangements.
Part XIII — Investment Securities
Subpart 1
Chapter 17 — Dealer and Investment Adviser Recordkeeping Requirements
Louisiana · Regulations
Chapter 17 — Dealer and Investment Adviser Recordkeeping Requirements
3 sections
3 sections
LAC 10:XIII.1701
LAC 10:XIII.1701. Broker-Dealer Requirements
LAC 10:XIII.1703
LAC 10:XIII.1703. Investment Adviser Requirements
LAC 10:XIII.1705
LAC 10:XIII.1705. Cessation of Business
Chapter 17 — Dealer and Investment Adviser Recordkeeping Requirements | Louisiana Regulations | Justis AI