LAC 10:XIII.1305

LAC 10:XIII.1305. Waivers

Last amended: 2007Year: 2026Length: 123 wordsOfficial source

Cite as La. Admin. Code tit. 10, pt. XIII, § 1305

A. The examination requirement set out in §1303 above, shall not apply to any individual who holds one of the following professional certifications: 1. Certified Financial Planner (CFP) awarded by the Certified Financial Planner Board of Standards, Inc.; 2. Chartered Financial Consultant (ChFC) awarded by the American College, Bryn Mawr, Pennsylvania; 3. Personal Financial Specialist (PFS) awarded by the American Institute of Certified Public Accountants; 4. Chartered Financial Analyst (CFA) awarded by the CFA Institute; 5. Chartered Investment Counselor (CIC) awarded by the Investment Adviser Association; or 6. such other professional certifications as the commissioner may approve upon written request from an applicant for registration. Such request shall include sufficient information regarding the certifying organization and its requirements, as determined by the commissioner.
LAC 10:XIII.1305: LAC 10:XIII.1305. Waivers | Justis AI