310 CMR 44.03
Definitions
For the purposes of 310 CMR 44.00, the following terms shall have the meaning set forth in
310 CMR 44.00 unless the context clearly requires otherwise.
208 Plan. An Areawide Waste Treatment Management Plan certified by the Governor or his or
her designee and approved by EPA pursuant to § 208 of the Clean Water Act (CWA), 33 U.S.C.
§ 1288.
(Mass. Register #1487, 1/20/2023)
Best Management Practices (BMPs). A method, measure or practice in water management, or
a combination thereof, established and published by the Trust pursuant to St. 2014, c. 259, § 55.
The Trust's BMPs can be found on the Official Website of the Treasurer and Receiver General
of Massachusetts.
Clean Water Act (CWA). The Federal Water Pollution Control Act, Public Law 92-500, 33 USC
§ 1251, et seq.
Collection System Projects. Projects for the construction of a collection system or its related
components. Collection systems generally consist of each and all of the common lateral sewers
and appurtenances of publicly owned treatment works which are primarily installed to receive
wastewaters from individual structures or from private property, and which include service
connection "Y" fittings and service connections within the boundary of the public way or
easement.
Community Septic Management Program. As authorized by St. 1996, c. 15, § 2, or by any other
applicable law, a loan program to Local Governmental Units administered within the Fund and
under 310 CMR 44.00 to assist eligible homeowners to upgrade failed septic systems in
compliance with 310 CMR 15.000: The State Environmental Code, Title 5: Standard
Requirements for the Siting, Construction, Inspection, Upgrade and Expansion of On-site
Sewage Treatment and Disposal Systems and for the Transport and Disposal of Septage through
underlying betterment agreements between the Local Governmental Unit and such homeowners
pursuant to M.G.L. c. 111, § 127B½.
Comprehensive Water Resource Management Plan (CWMP). In accordance with the
Department's Guide to Water Resource Management Planning, a CWMP identifies all of a
community's needs/problems in one sector of its water resource structure, evaluates alternative
means of meeting those needs, selects the most cost- effective and environmentally appropriate
remedy, and proposes an implementation plan and schedule. There are three types of CWMPs:
Comprehensive Wastewater Management Plans that evaluate a community's wastewater
infrastructure/management needs, Comprehensive Water Supply Management Plans that focus
on the community's water supply infrastructure and management issues, and Comprehensive
Stormwater Management Plans that focus on the community's stormwater management needs.
Cost. As applied to any water pollution abatement project, any or all costs, whenever incurred,
approved by the Department in accordance with M.G.L. c. 21, § 27A, of carrying out a project
including, without limiting the generality of the foregoing: costs for planning, preparation of
studies and surveys, design, construction, expansion, facilities, improvement and rehabilitation,
acquisition of real property, personal property, materials, machinery or equipment, start-up costs,
demolitions and relocations, reasonable reserves and working capital, interest on loans, local
governmental obligations and notes in anticipation thereof prior to and during construction of
such project or prior to the date of such loan, if later, administrative, legal and financing
expenses, and other expenses necessary or incidental to the aforesaid.
Department. The Massachusetts Department of Environmental Protection.
District. Any county, regional or local district, commission, board or other political subdivision
or instrumentality of the Commonwealth, howsoever named, which is authorized to provide itself
or through an officer, board, department or division thereof local water pollution abatement,
sewer or stormwater services, or public water supply services, whether established under general
law or special act.
EPA. The U.S. Environmental Protection Agency.
Federal Cross-cutters. Federal laws and authorities that apply by their own terms to projects
receiving federal financial assistance such as the federal SRF. Such federal cross-cutters include,
but are not limited to, environmental laws and authorities such as the Clean Air Act, Safe
Drinking Water Act, Endangered Species Act, Coastal Zone Management Act, Wild and Scenic
Rivers Act and the National Historic Preservation Act of 1966, and economic and miscellaneous
authorities such as the procurement and contractor requirements associated with financial
assistance programs under the CWA and Clean Air Act.
Fiscal Sustainability Plan. A plan prepared in compliance with § 603(d)(1)(E) of the CWA,
33 U.S.C. § 1383, for treatment works proposed for repair, replacement, or expansion, that
includes at a minimum the following four items:
(a) inventory of critical assets that are part of the treatment works;
(b) evaluation of the condition and performance of inventoried assets or asset groupings;
(c) certification that the applicant has evaluated and will be implementing water and energy
conservation efforts as part of the plan; and
(d) a plan for maintaining, repairing, funding, and as necessary, replacing the treatment
works.
Green Infrastructure Projects. Products, technologies, and practices that use natural systems or
processes, or engineered systems that use natural systems or processes, to enhance overall
environmental quality. Such projects include, but are not limited to, decentralized wastewater
systems that infiltrate treated water; water reuse for beneficial purposes; low impact development
projects; the conservation, enhancement and restoration of natural upland, wetland and
submerged landscape features that naturally filter and remove silt, nutrients and pollution from
surface waters, maintain or restore natural hydrologic cycles, minimize imperviousness in a
watershed through preservation and restoration of natural landscape buffers such as forests,
floodplains, wetlands and other natural systems and restoration of natural stream channels and
submerged habitat; land acquisition and restoration projects that protect and filter drinking water
supplies and buffer reservoirs or support ecological restoration in fresh or marine waters; and the
mitigation of risks of flooding and erosion using the restoration of saltmarsh, oyster reefs and
eelgrass beds from sea-level rise, storm surges and extreme weather events, including the
protection and restoration of natural coastal landscapes; provided, that Green Infrastructure
Projects may be stand-alone and may also be used to complement built water management
infrastructure technologies such as pipes, dikes and treatment facilities; and provided, further,
that Green Infrastructure Projects may include innovative technologies that further achievement
of the mandates under the CWA.
Indirect Discharge. Means the introduction of pollutants into a POTW from any non-domestic
source regulated under § 307(b), (c) or (d) of the CWA.
Infiltration. Water other than wastewater that enters a sewer system (including sewer service
connections and foundation drains) from the ground through means which include, but are not
limited to, defective pipes, pipe joints connections, or manholes. Infiltration does not include,
and is distinguished from, inflow.
Infiltration/Inflow Projects. Projects which remove infiltration and inflow (i.e. water other than
wastewater) from a sewer system, including construction associated with infiltration/inflow
rehabilitation.
Infiltration/Inflow Rehabilitation. Construction associated with the rehabilitation of a sewer
system to remove or reduce infiltration/inflow.
Inflow. Water other than wastewater that enters a sewer system (including sewer service
connections) from sources which include but are not limited to, roof leaders, cellar drains, yard
drains, area drains, drains from springs and swampy areas, manhole covers, cross connections
between storm sewers and sanitary sewers catch basins, cooling towers, storm waters, surface
runoff, street wash waters or drainage. Inflow does not include, and is distinguished from
infiltration.
Innovative Technologies. New products and processes, and significant technological changes
of products and processes, which have not been commercially deployed or are in limited
deployment.
Integrated Water Resources Management Plan. In accordance with the Department's Guide to
Water Resource Management Planning, an Integrated Water Resource Management Plan is a
plan that identifies all of a community's/(ies') water resource infrastructure and management
needs/problems including wastewater, water supply and stormwater, evaluates alternative means
of meeting those needs, selects the most environmentally appropriate and cost-effective remedy,
and proposes an implementation plan and schedule.
Intended Use Plan. An annual plan submitted by the Trust to EPA pursuant to § 606(c) of the
CWA which identifies the intended use of the amounts available to the Fund as determined by
the Trust and derived from the federal capitalization grant, state match amounts, loan
repayments, investment earnings and any other moneys deposited by the Trust available to fund
projects eligible for funding under Title VI of the CWA. The Intended Use Plan includes a
project listing, a description of short and long term goals for the use of the funds, information
on the activities to be supported, assurances for meeting certain Title VI requirements, and the
criteria and method for the distribution of funds.
Intended Use Plan Project Listing. Those projects identified by the Department for inclusion on
the fundable portion of the calendar year priority list pursuant to 310 CMR 44.05(2).
Land Use Controls. Local and regional government zoning ordinances and by-laws and health
and sewer use regulations for wastewater.
Loan. Any form of financial assistance subject to repayment, in whole or in part, which is
provided by the Trust to a Local Governmental Unit for all or any part of the cost of a water
pollution abatement project.
Loan Agreement. Any agreement entered into between the Trust and a Local Governmental Unit
pertaining to a loan or local governmental obligations.
Loan Commitment. A written commitment by the Trust to make a loan to a Local Governmental
Unit to finance a project approved by the Department on terms consistent with the Department's
Project Approval Certificate.
Local Government Unit or Local Governmental Unit. Any town, city, district, commission,
agency, authority, board or other instrumentality of the commonwealth or of any of its political
subdivisions, including any regional local governmental unit defined in M.G.L. c. 29C, which
is responsible for the ownership or operation of a water pollution abatement project and is
authorized by a bond act to finance all or any part of the cost thereof through the issue of bonds.
MEPA. The Massachusetts Environmental Policy Act, M.G.L. c. 30, §§ 61 through 62H.
NEPA. The National Environmental Policy Act, 42 U.S.C. 4321 et seq.
Nonpoint Source Project. Projects which implement or are consistent with the Nonpoint Source
Management Plan, developed and updated by the Department pursuant to § 319 of the CWA,
which may include, but are not limited to, the repair, replacement and/or upgrading of subsurface
sewage disposal systems regulated under 310 CMR 15.000: The State Environmental Code,
Title 5: Standard Requirements for the Siting, Construction, Inspection, Upgrade and
Expansion of On-site Sewage Treatment and Disposal Systems and for the Transport and
Disposal of Septage, landfill capping and closure, remediation of leaking underground storage
tanks, erosion control, the control of stormwater runoff, brownfields remediation projects, and
other water pollution prevention projects.
Nutrient Removal Project. A water pollution abatement project that is being undertaken by a
Local Governmental Unit primarily to remediate or prevent nutrient enrichment of a surface
water body or a source of water supply to comply with effluent limitations established under a
NPDES permit or an EPA-approved TMDL or to otherwise implement a nutrient management
plan approved by the Department. Nutrient Removal Projects include those portions of such
projects approved by the Department as reasonably necessary for cost-effective nutrient removal
or recovery, and as evidenced by the Local Governmental Unit's CWMP or a corresponding
engineering report or a 208 Plan or watershed restoration plan that is consistent therewith, as
determined by the designated areawide planning agency that prepared the 208 Plan.
Nutrient Sensitive Watershed. Any watershed or sub-watershed containing a water body
impaired by nutrients that has been listed, accordingly, on Massachusetts' list of impaired
waterbodies under § 303(d) of the CWA or that has been designated as nutrient sensitive by the
Department.
Policy on Eligible Project Costs. The Department's document entitled Policy on Eligible Project
Costs, which identifies the specific types of project costs determined by the Department to be
generally within the eligible project categories identified in 310 CMR 44.08(1) and (2).
POTW Treatment Plant. That portion of a POTW which is designed to provide treatment
(including recycling and reclamation) of municipal sewage and industrial waste.
Project Approval Certificate. A certificate issued by the Department to the Trust certifying that
a project is approved for financing by the Trust and that the costs of the project are eligible for
financial assistance pursuant to M.G.L. c. 29C, § 6.
Project Regulatory Agreement. An agreement between the Department and a Local
Governmental Unit, executed and delivered to the Trust on or prior to the date of a loan from the
Trust to the Local Governmental Unit to finance a project approved by the Department, which
includes a disbursement schedule, procedures for approval and payment of requisitions,
conditions related to the borrower's compliance with the Department's regulations and other
federal and state statutes and regulations applicable to the construction and operation of the
project, and provision for the Department's supervision of the project in accordance with
310 CMR 44.00.
Publicly Owned Treatment Works (POTW). A treatment works as defined by § 212 of the
CWA, 33 U.S.C. § 1292, which is owned by a State or municipality (as defined by § 502(4) of
the CWA, 33 U.S.C. § 1362(4)). Publicly Owned Treatment Works (POTW) includes any
devices and systems used in the storage, treatment, recycling and reclamation of municipal
sewage or industrial wastes of a liquid nature. Publicly Owned Treatment Works (POTW) also
includes sewers, pipes and other conveyances only if they convey wastewater to a POTW
Treatment Plant. Publicly Owned Treatment Works (POTW) also means the municipality as
defined in § 502(4) of the CWA, 33 U.S.C. § 1362(4), which has jurisdiction over the Indirect
Discharges to and the discharges from such a treatment works.
Regional Land Use Planning Agency. Any one of the public bodies corporate established as a
regional planning district commission pursuant to M.G.L. c. 40B, § 3.
Regional Local Government Unit. Any Local Government Unit which is responsible for the
ownership or operation of a Regional System.
Regional System. Any District serving two or more municipalities, any private water system
serving two or more municipalities, and any other entity established by mutual agreement of two
or more municipalities, or by a county in which all municipalities of the county have an
agreement to provide public water supply or wastewater services, or both, through shared
facilities, sources or distribution networks, and which has authority to set rates and charges for
the consumers of such services.
State Revolving Fund (SRF) Program. The financial assistance program for water pollution
abatement projects authorized under M.G.L. c. 21, § 27A, and the CWA, including the Clean
Water State Revolving Fund Program established pursuant to M.G.L. c. 29C, the Department's
related authority and responsibilities set forth in M.G.L. c. 21, § 27A, and elsewhere in
M.G.L. c. 21, and the Water Pollution Abatement Revolving Fund established pursuant to
M.G.L. c. 29, § 2L.
Title 5. 310 CMR 15.000: The State Environmental Code, Title 5: Standard Requirements for
the Siting, Construction, Inspection, Upgrade and Expansion of On-site Sewage Treatment and
Disposal Systems and for the Transport and Disposal of Septage.
Trust. The Massachusetts Clean Water Trust established by M.G.L. c. 29C. The Trust
administers the Commonwealth's SRF programs, which are authorized by federal legislation -
the Water Quality Act of 1987 for the clean water SRF and the Safe Drinking Water Act of 1996
for the drinking water SRF - to provide financial assistance to borrowers for wastewater projects
and drinking water projects.
Wastewater. Sewage, industrial waste, other wastes or any combination of the three, as defined
in 314 CMR 3.00: Surface Water Discharge Permit Program and 5.00: Ground Water
Discharge Permit Program.
Wastewater Treatment Project. Abatement facilities eligible for SRF assistance under the CWA
providing, or being upgraded or rehabilitated to provide, secondary or more stringent wastewater
treatment (or any cost effective alternatives), including conveyance components (such as
interceptors) and appurtenances related to such facilities as well as the correction of combined
sewer overflows. Wastewater treatment project does not, however, include activities and/or
facilities within the definitions of an Infiltration and Inflow Project or a Collection System
Project under 310 CMR 44.03.
Water Pollution Abatement Project. Any abatement facilities, including without limitation
rehabilitation of abatement facilities to remove, curtail or otherwise mitigate infiltration and
inflow, collection system, treatment works and treatment facilities as defined in M.G.L. c. 21,
§ 26A, and any eligible facilities for implementation of a nonpoint source pollution control
management program or estuary conservation and management plan pursuant to the CWA.
Watershed Benchmark Flow. The existing wastewater facility total flow amount in a planning
area, including flow amounts from on-site subsurface disposal systems, collection systems, and
wastewater treatment plants, as set forth in a Local Governmental Unit's Department-approved
CWMP.
Watershed Management Plans. Plans developed, updated and/or approved by the Department
to assess and manage the water resources of any watershed or subwatershed, including plans
which implement or are consistent with the Department's Nonpoint Source Management Plan.
Watershed Management Plans may include watershed related plans developed and updated by
other parties which, as approved by the Department, implement or are consistent with the
Department's Nonpoint Source Management Plan.